LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NMG
4876
Nouveau Monde Graphite
NMG
$428M
| $36.4K | ﹤0.01% |
19,433
| – | – |
|
4877
Latham Group
SWIM
$647M
| $36.4K | ﹤0.01% |
12,005
-6,009
| -33% | -$20.9K |
|
4878
Diana Shipping
DSX
$266M
| $36K | ﹤0.01% |
12,585
-7,106
| -36% | -$21.1K |
|
4879
Citius Pharmaceuticals
CTXR
$14.4M
| $35.9K | ﹤0.01% |
2,459
+120
| +5% | +$2.15K |
|
4880
Cerence
CRNC
$355M
| $35.8K | ﹤0.01% |
12,665
-1,642
| -11% | -$11.7K |
|
|
WBX
4881
Wallbox
WBX
$85.1M
| $35.6K | ﹤0.01% |
1,358
+3
| +0.2% | +$87 |
|
|
GAN
4882
DELISTED
GAN Ltd
GAN
| $35.5K | ﹤0.01% |
24,083
+1,165
| +5% | +$1.55K |
|
4883
Microvision
MVIS
$84M
| $35K | ﹤0.01% |
33,022
-800
| -2% | -$1.05K |
|
4884
Opko Health
OPK
$1.06B
| $34.9K | ﹤0.01% |
27,890
+3,401
| +14% | +$4.41K |
|
|
ASM
4885
Avino Silver & Gold Mines
ASM
$915M
| $34.4K | ﹤0.01% |
38,210
-12,000
| -24% | -$10.4K |
|
4886
Lucid Diagnostics
LUCD
$175M
| $34K | ﹤0.01% |
41,457
+4,425
| +12% | +$3.75K |
|
4887
TMC The Metals Company
TMC
$1.5B
| $33.5K | ﹤0.01% |
24,800
+3,500
| +16% | +$5.36K |
|
4888
Blue Ridge Bankshares
BRBS
$315M
| $33.2K | ﹤0.01% |
12,721
| – | – |
|
4889
CuriosityStream
CURI
$150M
| $32K | ﹤0.01% |
28,092
+17,322
| +161% | +$19.2K |
|
4890
Accuray
ARAY
$27.8M
| $31.9K | ﹤0.01% |
17,522
+864
| +5% | +$1.65K |
|
4891
Lineage Cell Therapeutics
LCTX
$257M
| $31.4K | ﹤0.01% |
31,519
-9,996
| -24% | -$11K |
|
|
KYNB
4892
Kyntra Bio
KYNB
$28.1M
| $31.4K | ﹤0.01% |
1,409
+960
| +214% | +$29.7K |
|
|
OTLY
4893
Oatly Group
OTLY
$480M
| $31K | ﹤0.01% |
1,651
-33
| -2% | -$701 |
|
4894
Rigetti Computing
RGTI
$4.51B
| $31K | ﹤0.01% |
28,982
+3,750
| +15% | +$4.33K |
|
4895
DHI Group
DHX
$176M
| $30.5K | ﹤0.01% |
14,605
+3,052
| +26% | +$7.08K |
|
4896
Compugen
CGEN
$211M
| $30.5K | ﹤0.01% |
18,160
-1,740
| -9% | -$3.62K |
|
4897
PDS Biotechnology
PDSB
$37.3M
| $30.5K | ﹤0.01% |
10,412
-118,053
| -92% | -$378K |
|
4898
Performance Shipping
PSHG
$23.4M
| $29.8K | ﹤0.01% |
13,800
-3,200
| -19% | -$6.92K |
|
|
MOND
4899
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
| $29.8K | ﹤0.01% |
12,400
| – | – |
|
4900
CALL
AbCellera Biologics
ABCL
$1.63B
| $29.6K | ﹤0.01% |
+10,000
| New | +$37.8K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.