LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4851
Compass
COMP
$8.56B
| $44.4K | ﹤0.01% |
12,324
+800
| +7% | +$2.93K |
|
4852
CytomX Therapeutics
CTMX
$714M
| $44.3K | ﹤0.01% |
36,315
-56,000
| -61% | -$111K |
|
4853
VinFast Auto
VFS
$7.25B
| $43.8K | ﹤0.01% |
+10,190
| New | +$39.7K |
|
4854
Evogene
EVGN
$5.92M
| $43.8K | ﹤0.01% |
6,734
+50
| +0.7% | +$349 |
|
4855
Solid Power
SLDP
$463M
| $43.8K | ﹤0.01% |
26,535
-145
| -0.5% | -$250 |
|
4856
Citizens
CIA
$246M
| $43.6K | ﹤0.01% |
16,027
| – | – |
|
4857
Conduent
CNDT
$245M
| $43.4K | ﹤0.01% |
13,326
-1,405
| -10% | -$4.77K |
|
|
NOTE
4858
DELISTED
FiscalNote
NOTE
| $42.8K | ﹤0.01% |
2,446
| – | – |
|
4859
Unicycive Therapeutics
UNCY
$145M
| $42.6K | ﹤0.01% |
+8,500
| New | +$83.6K |
|
|
ZOM
4860
DELISTED
Zomedica Corp.
ZOM
| $41.4K | ﹤0.01% |
282,878
+101,000
| +56% | +$15.1K |
|
4861
MicroCloud Hologram
HOLO
$36.7M
| $41.3K | ﹤0.01% |
+63
| New | +$105K |
|
4862
Key Tronic
KTCC
$43.4M
| $41.1K | ﹤0.01% |
10,151
| – | – |
|
|
DNMR
4863
DELISTED
Danimer Scientific, Inc.
DNMR
| $40.9K | ﹤0.01% |
1,697
-3,300
| -66% | -$103K |
|
4864
SES AI
SES
$200M
| $40.9K | ﹤0.01% |
32,690
| – | – |
|
4865
Wheels Up
UP
$217M
| $40.4K | ﹤0.01% |
1,070
-95
| -8% | -$4.55K |
|
4866
Sphere 3D
ANY
$18M
| $39.3K | ﹤0.01% |
3,639
| – | – |
|
|
TVRD
4867
Tvardi Therapeutics
TVRD
$19.7M
| $39K | ﹤0.01% |
4,200
+12
| +0.3% | +$286 |
|
|
ESPR
4868
DELISTED
Esperion Therapeutics
ESPR
| $39K | ﹤0.01% |
+17,548
| New | +$41.3K |
|
|
UROY
4869
Uranium Royalty Corp
UROY
$540M
| $38.7K | ﹤0.01% |
17,200
-21,084
| -55% | -$52.4K |
|
4870
Sundial Growers
SNDL
$325M
| $38.1K | ﹤0.01% |
20,041
-5,489
| -22% | -$11.8K |
|
|
ASRT
4871
DELISTED
Assertio
ASRT
| $38K | ﹤0.01% |
2,042
+115
| +6% | +$1.71K |
|
|
ELVA
4872
Electrovaya
ELVA
$424M
| $37.9K | ﹤0.01% |
+14,689
| New | +$44.6K |
|
4873
Outdoor Holding Co
POWW
$247M
| $37.5K | ﹤0.01% |
22,304
-30,950
| -58% | -$74.5K |
|
4874
Sportsman's Warehouse
SPWH
$45.3M
| $36.8K | ﹤0.01% |
15,270
-203
| -1% | -$645 |
|
4875
Organogenesis Holdings
ORGO
$315M
| $36.4K | ﹤0.01% |
13,014
+1,548
| +14% | +$4.15K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.