LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AHT
4851
Ashford Hospitality Trust
AHT
$21M
| $17.2K | ﹤0.01% |
1,259
-367
| -23% | -$5.65K |
|
4852
ESS Tech
GWH
$21.1M
| $17.2K | ﹤0.01% |
1,588
+72
| +5% | +$981 |
|
|
UBX
4853
DELISTED
Unity Biotechnology
UBX
| $17.1K | ﹤0.01% |
+10,455
| New | +$18.1K |
|
4854
X4 Pharmaceuticals
XFOR
$386M
| $16K | ﹤0.01% |
383
| – | – |
|
|
AGEN
4855
Agenus
AGEN
$326M
| $16K | ﹤0.01% |
1,378
+311
| +29% | +$4.13K |
|
4856
American Resources Corp
AREC
$217M
| $15.9K | ﹤0.01% |
11,300
| – | – |
|
|
RNLX
4857
DELISTED
Renalytix plc American Depositary Shares
RNLX
| $15.8K | ﹤0.01% |
18,375
-143
| -0.8% | -$98 |
|
|
NAK
4858
Northern Dynasty Minerals
NAK
$818M
| $15.7K | ﹤0.01% |
49,450
-5,000
| -9% | -$1.38K |
|
4859
CALL
Rigetti Computing
RGTI
$5.33B
| $15.3K | ﹤0.01% |
+100
| New | +$144 |
|
4860
Arqit Quantum
ARQQ
$321M
| $15.2K | ﹤0.01% |
+837
| New | +$12.3K |
|
4861
Amprius Technologies Warrants
AMPX.WS
$436M
| $15K | ﹤0.01% |
60,000
| – | – |
|
|
FLNT
4862
Fluent
FLNT
$104M
| $15K | ﹤0.01% |
5,060
+166
| +3% | +$565 |
|
|
GLDG
4863
GoldMining Inc
GLDG
$190M
| $14.6K | ﹤0.01% |
16,678
| – | – |
|
|
VXRT
4864
DELISTED
Vaxart
VXRT
| $14.2K | ﹤0.01% |
10,908
-11,202
| -51% | -$11.7K |
|
4865
Senseonics Holdings Inc
SENS
$272M
| $14.1K | ﹤0.01% |
1,331
-994
| -43% | -$11.5K |
|
4866
374Water
SCWO
$40.6M
| $14.1K | ﹤0.01% |
1,119
| – | – |
|
4867
Clene
CLNN
$66.3M
| $12.6K | ﹤0.01% |
1,480
+500
| +51% | +$4.32K |
|
4868
Orion Energy Systems
OESX
$41.5M
| $12.2K | ﹤0.01% |
1,407
| – | – |
|
4869
KULR Technology Group
KULR
$129M
| $11.8K | ﹤0.01% |
3,885
-37
| -0.9% | -$53 |
|
4870
CuriosityStream
CURI
$150M
| $11.5K | ﹤0.01% |
10,770
+250
| +2% | +$140 |
|
|
HYPD
4871
Hyperion DeFi Inc
HYPD
$40.3M
| $11.4K | ﹤0.01% |
+144
| New | +$19.6K |
|
4872
Hydrofarm Holdings
HYFM
$10.2M
| $10.9K | ﹤0.01% |
+1,014
| New | +$9.24K |
|
4873
Quantum Corp
QMCO
$416M
| $10.7K | ﹤0.01% |
+895
| New | +$8.03K |
|
4874
Smartbird Inc
BIRD
$19.8M
| $10.1K | ﹤0.01% |
729
+4
| +0.6% | +$75 |
|
4875
CALL
Quantum Computing Inc
QUBT
$1.97B
| $9.9K | ﹤0.01% |
+100
| New | +$90 |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.