LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4826
Talkspace
TALK
$874M
| $55.8K | ﹤0.01% |
+24,282
| New | +$69.8K |
|
4827
Ribbon Communications
RBBN
$379M
| $54.6K | ﹤0.01% |
16,587
+1,439
| +9% | +$4.38K |
|
4828
Atossa Therapeutics
ATOS
$23.4M
| $54.2K | ﹤0.01% |
3,034
-16
| -0.5% | -$354 |
|
|
ASXC
4829
DELISTED
Asensus Surgical, Inc.
ASXC
| $54.2K | ﹤0.01% |
162,629
-15,192
| -9% | -$4.1K |
|
4830
iQIYI
IQ
$1.21B
| $54.1K | ﹤0.01% |
14,728
+845
| +6% | +$3.81K |
|
|
DM
4831
DELISTED
Desktop Metal, Inc.
DM
| $52.6K | ﹤0.01% |
12,744
-370
| -3% | -$2.53K |
|
4832
PetMed Express
PETS
$42.5M
| $52K | ﹤0.01% |
12,832
-2,178
| -15% | -$9.3K |
|
4833
DiaMedica Therapeutics
DMAC
$349M
| $51.6K | ﹤0.01% |
+17,500
| New | +$48K |
|
4834
Ardagh Metal Packaging
AMBP
$2.96B
| $50.1K | ﹤0.01% |
14,733
+53
| +0.4% | +$199 |
|
4835
Compass Therapeutics
CMPX
$360M
| $50K | ﹤0.01% |
+50,000
| New | +$73K |
|
|
PLG
4836
Platinum Group Metals
PLG
$157M
| $49K | ﹤0.01% |
+28,804
| New | +$44.6K |
|
4837
BlackSky Technology
BKSY
$864M
| $49K | ﹤0.01% |
5,720
+125
| +2% | +$1.17K |
|
4838
Digital Turbine
APPS
$1.01B
| $48.1K | ﹤0.01% |
28,984
-11,896
| -29% | -$23.1K |
|
|
PHX
4839
DELISTED
PHX Minerals
PHX
| $47.7K | ﹤0.01% |
14,636
+3,501
| +31% | +$11.5K |
|
4840
NextCure
NXTC
$20.5M
| $47.7K | ﹤0.01% |
2,500
+250
| +11% | +$4.86K |
|
4841
loanDepot
LDI
$548M
| $47.4K | ﹤0.01% |
28,749
| – | – |
|
|
BLRX
4842
BioLineRX
BLRX
$12.6M
| $46.7K | ﹤0.01% |
2,050
-458
| -18% | -$12.3K |
|
4843
Relmada Therapeutics
RLMD
$544M
| $46.3K | ﹤0.01% |
15,428
+2,933
| +23% | +$10.6K |
|
4844
Gilat Satellite Networks
GILT
$776M
| $45.8K | ﹤0.01% |
+10,243
| New | +$54.5K |
|
|
SJT
4845
San Juan Basin Royalty Trust
SJT
$120M
| $45.6K | ﹤0.01% |
+11,225
| New | +$49.3K |
|
4846
Mammoth Energy Services
TUSK
$123M
| $45.5K | ﹤0.01% |
13,857
| – | – |
|
4847
W&T Offshore
WTI
$509M
| $45.3K | ﹤0.01% |
21,152
+461
| +2% | +$1.07K |
|
|
BLDP
4848
Ballard Power Systems
BLDP
$790M
| $44.7K | ﹤0.01% |
19,860
+1,507
| +8% | +$4.29K |
|
4849
Comtech Telecommunications
CMTL
$49.7M
| $44.4K | ﹤0.01% |
+14,667
| New | +$34.7K |
|
4850
Genasys
GNSS
$76.1M
| $44.4K | ﹤0.01% |
21,000
| – | – |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.