LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
APCX
4826
DELISTED
AppTech Payments
APCX
| $24.2K | ﹤0.01% |
+25,200
| New | +$42.9K |
|
4827
Playboy Inc
PLBY
$128M
| $23.9K | ﹤0.01% |
22,804
-15,025
| -40% | -$16K |
|
4828
Ondas Inc
ONDS
$4.27B
| $23.9K | ﹤0.01% |
24,600
-3,298
| -12% | -$4.33K |
|
4829
Barnwell Industries
BRN
$14.8M
| $23.6K | ﹤0.01% |
10,000
| – | – |
|
|
WW
4830
DELISTED
WW International
WW
| $23.3K | ﹤0.01% |
+12,611
| New | +$50.2K |
|
|
BIOR
4831
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
| $23.2K | ﹤0.01% |
2,111
+39
| +2% | +$422 |
|
|
TGB
4832
Trekor Metals
TGB
$2.48B
| $22.9K | ﹤0.01% |
+10,554
| New | +$16.6K |
|
|
LILM
4833
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
| $22.6K | ﹤0.01% |
23,568
+1,000
| +4% | +$929 |
|
|
CANG
4834
Cango Inc
CANG
$57.4M
| $22.5K | ﹤0.01% |
1,481
| – | – |
|
|
LICY
4835
DELISTED
Li-Cycle Holdings Corp.
LICY
| $21.6K | ﹤0.01% |
2,616
+650
| +33% | +$2.92K |
|
|
ZEPP
4836
Zepp Health
ZEPP
$66.4M
| $21.1K | ﹤0.01% |
5,163
-500
| -9% | -$2.58K |
|
4837
Aqua Metals
AQMS
$8.99M
| $20.9K | ﹤0.01% |
195
-31
| -14% | -$3.47K |
|
|
SOL
4838
DELISTED
Emeren Group
SOL
| $19.5K | ﹤0.01% |
10,101
+10
| +0.1% | +$20 |
|
|
HELP
4839
Cybin Inc
HELP
$485M
| $19.1K | ﹤0.01% |
1,217
+6
| +0.5% | +$87 |
|
|
ONCY
4840
Oncolytics Biotech
ONCY
$89.9M
| $19.1K | ﹤0.01% |
18,009
-1,570
| -8% | -$1.75K |
|
4841
Surf Air Mobility
SRFM
$84.9M
| $19K | ﹤0.01% |
+3,214
| New | +$25K |
|
4842
TRX Gold Corp
TRX
$254M
| $18.5K | ﹤0.01% |
47,532
| – | – |
|
4843
Gevo
GEVO
$360M
| $18.3K | ﹤0.01% |
23,833
+544
| +2% | +$473 |
|
4844
Vuzix
VUZI
$194M
| $18.2K | ﹤0.01% |
15,052
-1,207
| -7% | -$1.97K |
|
4845
Presidio Property Trust
SQFT
| $18.1K | ﹤0.01% |
+1,483
| New | +$16.6K |
|
4846
Workhorse Group
WKHS
$33.2M
| $18K | ﹤0.01% |
26
| – | – |
|
|
AGIG
4847
Abundia Global Impact Group
AGIG
$42.5M
| $18K | ﹤0.01% |
1,350
-6
| -0.4% | -$88 |
|
|
EMX
4848
DELISTED
EMX Royalty
EMX
| $17.8K | ﹤0.01% |
10,340
| – | – |
|
|
ME
4849
DELISTED
23andMe Holding Co
ME
| $17.6K | ﹤0.01% |
1,652
-95
| -5% | -$1.22K |
|
4850
Algoma Steel Group Warrant
ASTLW
$242K
| $17.3K | ﹤0.01% |
12,600
| – | – |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.