LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4801
Organogenesis Holdings
ORGO
$305M
| $32.6K | ﹤0.01% |
11,466
-80
| -0.7% | -$272 |
|
4802
Performance Shipping
PSHG
$21.6M
| $32.1K | ﹤0.01% |
17,000
+1,500
| +10% | +$2.92K |
|
4803
Chanson International
CHSN
$2.55M
| $32K | ﹤0.01% |
3
-1
| -25% | -$12K |
|
|
ASM
4804
Avino Silver & Gold Mines
ASM
$934M
| $31.3K | ﹤0.01% |
50,210
-20,100
| -29% | -$10K |
|
4805
Pixelworks
PXLW
$38.2M
| $30.6K | ﹤0.01% |
+990
| New | +$26.3K |
|
4806
TMC The Metals Company
TMC
$1.54B
| $30.5K | ﹤0.01% |
21,300
+9,260
| +77% | +$12.9K |
|
4807
Kopin
KOPN
$652M
| $30.2K | ﹤0.01% |
16,800
+3,450
| +26% | +$7.66K |
|
4808
Mobix Labs
MOBX
$25.5M
| $30.1K | ﹤0.01% |
+1,500
| New | +$38.2K |
|
4809
Lucid Diagnostics
LUCD
$166M
| $30K | ﹤0.01% |
37,032
+4,402
| +13% | +$5.71K |
|
4810
DHI Group
DHX
$182M
| $29.5K | ﹤0.01% |
+11,553
| New | +$28.8K |
|
4811
Opko Health
OPK
$985M
| $29.4K | ﹤0.01% |
24,489
+492
| +2% | +$492 |
|
|
GAN
4812
DELISTED
GAN Ltd
GAN
| $29.1K | ﹤0.01% |
22,918
-1,600
| -7% | -$2.37K |
|
|
OCFT
4813
DELISTED
OneConnect Financial Technology
OCFT
| $28.9K | ﹤0.01% |
13,000
+3,000
| +30% | +$7.3K |
|
|
MOND
4814
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
| $28.6K | ﹤0.01% |
12,400
-3,600
| -23% | -$8.28K |
|
|
ASRT
4815
DELISTED
Assertio
ASRT
| $27.7K | ﹤0.01% |
1,927
-1,135
| -37% | -$15.5K |
|
|
AKTS
4816
DELISTED
Akoustis Technologies Inc
AKTS
| $27.2K | ﹤0.01% |
45,980
-2,550
| -5% | -$1.65K |
|
|
TDAY
4817
USA Today Co
TDAY
$1.27B
| $26.6K | ﹤0.01% |
10,911
| – | – |
|
|
ZOM
4818
DELISTED
Zomedica Corp.
ZOM
| $26.5K | ﹤0.01% |
181,878
+500
| +0.3% | +$70 |
|
|
KYNB
4819
Kyntra Bio
KYNB
$27.2M
| $26.4K | ﹤0.01% |
+449
| New | +$19.3K |
|
4820
AtaiBeckley Inc
ATAI
$2.66B
| $26K | ﹤0.01% |
+13,187
| New | +$24.3K |
|
|
CUTR
4821
DELISTED
Cutera, Inc.
CUTR
| $25.9K | ﹤0.01% |
17,592
-2,794
| -14% | -$7.25K |
|
4822
Purple Innovation
PRPL
$35.3M
| $25.4K | ﹤0.01% |
+584
| New | +$19.5K |
|
|
AMLI
4823
DELISTED
American Lithium Corp. Common Stock
AMLI
| $25.2K | ﹤0.01% |
37,017
-17,633
| -32% | -$15K |
|
4824
Cue Biopharma
CUE
$113M
| $24.4K | ﹤0.01% |
431
| – | – |
|
4825
Microvast
MVST
$269M
| $24.4K | ﹤0.01% |
29,096
-9,100
| -24% | -$8.12K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.