LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4776
Marqeta
MQ
$1.93B
| $78.1K | ﹤0.01% |
3,563
+856
| +32% | +$18.9K |
|
4777
OraSure Technologies
OSUR
$275M
| $77.2K | ﹤0.01% |
18,114
+1,126
| +7% | +$5.72K |
|
|
NXDT
4778
NexPoint Diversified Real Estate Trust
NXDT
$262M
| $77.1K | ﹤0.01% |
13,947
+417
| +3% | +$2.38K |
|
4779
Intellinetics
INLX
| $76.8K | ﹤0.01% |
+12,000
| New | +$83.9K |
|
4780
Baytex Energy
BTE
$2.98B
| $76.8K | ﹤0.01% |
22,057
| – | – |
|
4781
Oric Pharmaceuticals
ORIC
$1.21B
| $76.6K | ﹤0.01% |
10,839
+549
| +5% | +$4.91K |
|
4782
Evolv Technologies
EVLV
$1.03B
| $76.5K | ﹤0.01% |
30,000
+1,700
| +6% | +$5.63K |
|
|
TSI
4783
TCW Strategic Income Fund
TSI
$214M
| $76.3K | ﹤0.01% |
16,091
-3,537
| -18% | -$16.4K |
|
4784
Retractable Technologies
RVP
$20.1M
| $75.9K | ﹤0.01% |
70,264
-5,237
| -7% | -$5.64K |
|
4785
Veru
VERU
$36M
| $75.6K | ﹤0.01% |
8,985
-109
| -1% | -$1.26K |
|
4786
CEMIG Preferred Shares
CIG
$6.18B
| $75.5K | ﹤0.01% |
42,899
+24,358
| +131% | +$46.6K |
|
4787
OmniAb
OABI
$288M
| $73.8K | ﹤0.01% |
19,682
-1,018
| -5% | -$4.64K |
|
4788
Quad
QUAD
$479M
| $73.6K | ﹤0.01% |
13,500
| – | – |
|
4789
Mizuho Financial
MFG
$122B
| $73.4K | ﹤0.01% |
17,355
+4,712
| +37% | +$18.7K |
|
|
HTZWW
4790
Hertz Global Holdings Warrants
HTZWW
$65.1M
| $72.9K | ﹤0.01% |
29,736
-1,801
| -6% | -$5.61K |
|
|
DENN
4791
DELISTED
Denny's
DENN
| $71.2K | ﹤0.01% |
10,032
-2,943
| -23% | -$22.7K |
|
4792
Aldeyra Therapeutics
ALDX
$97.1M
| $70.6K | ﹤0.01% |
21,336
+958
| +5% | +$3.75K |
|
|
ELP
4793
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $70.4K | ﹤0.01% |
10,524
-23,084
| -69% | -$166K |
|
|
MITT
4794
TPG Mortgage Investment Trust
MITT
$230M
| $70.1K | ﹤0.01% |
+10,554
| New | +$67.3K |
|
4795
Cerus
CERS
$585M
| $70K | ﹤0.01% |
39,745
-2,035
| -5% | -$3.64K |
|
|
BRFS
4796
DELISTED
BRF SA
BRFS
| $69.8K | ﹤0.01% |
+17,147
| New | +$60.3K |
|
|
OPI
4797
DELISTED
Office Properties Income Trust
OPI
| $69.7K | ﹤0.01% |
34,152
+2,442
| +8% | +$5.31K |
|
4798
Anixa Biosciences
ANIX
$120M
| $69.2K | ﹤0.01% |
31,292
+4,600
| +17% | +$13K |
|
4799
AirSculpt Technologies
AIRS
$318M
| $68.4K | ﹤0.01% |
17,097
| – | – |
|
|
ORGN
4800
DELISTED
Origin Materials
ORGN
| $67.7K | ﹤0.01% |
2,505
+352
| +16% | +$9.41K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.