LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4751
Cohen & Co
COHN
$33.8M
| $95.4K | ﹤0.01% |
10,762
-3,850
| -26% | -$32.8K |
|
4752
Cipher Digital
CIFR
$7.24B
| $95.3K | ﹤0.01% |
22,957
+10,304
| +81% | +$42.7K |
|
|
STKL
4753
DELISTED
SunOpta
STKL
| $93.6K | ﹤0.01% |
17,340
+200
| +1% | +$1.18K |
|
|
CXH
4754
DELISTED
MFS Investment Grade Municipal Trust
CXH
| $93.6K | ﹤0.01% |
11,848
-1,080
| -8% | -$8.15K |
|
4755
Empire State Realty Series ES
ESBA
$1.57B
| $92.8K | ﹤0.01% |
+10,182
| New | +$93.3K |
|
|
AMRN
4756
Amarin Corp
AMRN
$298M
| $92.7K | ﹤0.01% |
6,736
-1,296
| -16% | -$22.3K |
|
4757
FuboTV Inc
FUBO
$261M
| $91.6K | ﹤0.01% |
6,154
-3,324
| -35% | -$53.2K |
|
4758
Protara Therapeutics
TARA
$215M
| $91.5K | ﹤0.01% |
44,000
+16,000
| +57% | +$46.8K |
|
4759
Genworth Financial
GNW
$3.86B
| $91.4K | ﹤0.01% |
15,131
-19,696
| -57% | -$123K |
|
|
EMX
4760
DELISTED
EMX Royalty
EMX
| $90.6K | ﹤0.01% |
50,340
+40,000
| +387% | +$76.1K |
|
|
INN
4761
Summit Hotel Properties
INN
$766M
| $89.6K | ﹤0.01% |
+14,964
| New | +$91.6K |
|
4762
Inter&Co
INTR
$2.39B
| $89.2K | ﹤0.01% |
+14,500
| New | +$83.5K |
|
4763
ARS Pharmaceuticals
SPRY
$580M
| $86.6K | ﹤0.01% |
+10,179
| New | +$90.3K |
|
|
IAE
4764
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$88.9M
| $85.7K | ﹤0.01% |
13,520
-9,049
| -40% | -$55.9K |
|
4765
Outlook Therapeutics
OTLK
$189M
| $85.3K | ﹤0.01% |
11,560
+500
| +5% | +$4.01K |
|
|
HDRO
4766
DELISTED
Defiance Next Gen H2 ETF
HDRO
| $84.6K | ﹤0.01% |
2,112
-490
| -19% | -$21K |
|
|
RGLS
4767
DELISTED
Regulus Therapeutics
RGLS
| $83.9K | ﹤0.01% |
46,980
-66,500
| -59% | -$154K |
|
|
IHD
4768
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$126M
| $82.4K | ﹤0.01% |
15,325
-8,942
| -37% | -$46.9K |
|
|
NNDM
4769
Nano Dimension
NNDM
$314M
| $82.2K | ﹤0.01% |
37,369
-200
| -0.5% | -$502 |
|
4770
Kodak
KODK
$810M
| $80.6K | ﹤0.01% |
14,984
-2,809
| -16% | -$14.2K |
|
|
CMPS
4771
Compass Pathways
CMPS
$1.47B
| $80.5K | ﹤0.01% |
13,330
-658
| -5% | -$5.18K |
|
4772
Zevra Therapeutics
ZVRA
$578M
| $80K | ﹤0.01% |
16,324
+267
| +2% | +$1.26K |
|
4773
Oxford Square Capital
OXSQ
$150M
| $79.5K | ﹤0.01% |
27,048
+250
| +0.9% | +$780 |
|
|
ELBM
4774
Electra Battery Materials
ELBM
$52.7M
| $79.3K | ﹤0.01% |
47,220
+44,437
| +1,597% | +$80K |
|
4775
PLAYSTUDIOS Inc
MYPS
$76.8M
| $78.9K | ﹤0.01% |
38,105
+676
| +2% | +$1.59K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.