LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$697M |
| 2 |
Vanguard S&P 500 ETF
VOO
|
+$532M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$389M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$292M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$280M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
|
+$87.2M |
| 2 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$63.4M |
| 3 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$57M |
| 4 |
iShares MSCI India ETF
INDA
|
+$57M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$45.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.26% |
| 2 | Financials | 3.6% |
| 3 | Consumer Discretionary | 2.98% |
| 4 | Healthcare | 2.45% |
| 5 | Industrials | 2.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4651
Great Southern Bancorp
GSBC
$874M
| $255K | ﹤0.01% |
4,268
+24
| +0.6% | +$1.46K |
|
4652
PUT
Palo Alto Networks
PANW
$270B
| $255K | ﹤0.01% |
+1,400
| New | +$264K |
|
4653
Vident International Equity Strategy
VIDI
$433M
| $255K | ﹤0.01% |
10,241
+69
| +0.7% | +$1.8K |
|
4654
O-I Glass
OI
$1.1B
| $255K | ﹤0.01% |
23,485
+8
| +0% | +$97 |
|
4655
Integra LifeSciences
IART
$1.29B
| $255K | ﹤0.01% |
+11,223
| New | +$245K |
|
4656
Red River Bancshares
RRBI
$662M
| $254K | ﹤0.01% |
4,709
+3
| +0.1% | +$166 |
|
4657
Invesco CurrencyShares Swiss Franc Trust
FXF
$414M
| $254K | ﹤0.01% |
+2,597
| New | +$263K |
|
4658
Tootsie Roll Industries
TR
$2.93B
| $254K | ﹤0.01% |
8,338
+429
| +5% | +$12.7K |
|
4659
T. Rowe Price Ultra Short-Term Bond ETF
TBUX
$1.29B
| $254K | ﹤0.01% |
5,121
-18,740
| -79% | -$932K |
|
4660
Absci
ABSI
$1.32B
| $254K | ﹤0.01% |
96,811
+21,473
| +29% | +$75.6K |
|
4661
ProShares Nasdaq-100 Dorsey Wright Momentum ETF
QQQA
$69.9M
| $253K | ﹤0.01% |
5,557
-280
| -5% | -$12.8K |
|
4662
C4 Therapeutics
CCCC
$385M
| $253K | ﹤0.01% |
70,325
+8,150
| +13% | +$40.5K |
|
4663
Ennis
EBF
$552M
| $252K | ﹤0.01% |
11,953
+604
| +5% | +$13K |
|
4664
AMC Entertainment Holdings
AMC
$2.52B
| $251K | ﹤0.01% |
63,124
-3,045
| -5% | -$13.4K |
|
4665
Pacira BioSciences
PCRX
$1.04B
| $251K | ﹤0.01% |
+13,321
| New | +$234K |
|
4666
Goosehead Insurance
GSHD
$2.2B
| $251K | ﹤0.01% |
+2,340
| New | +$255K |
|
|
AHRT
4667
AH Realty Trust
AHRT
$529M
| $251K | ﹤0.01% |
24,500
+5,559
| +29% | +$60.4K |
|
4668
Bar Harbor Bankshares
BHB
$665M
| $250K | ﹤0.01% |
8,162
+509
| +7% | +$16.8K |
|
4669
John Hancock Preferred Income ETF
JHPI
$212M
| $249K | ﹤0.01% |
11,071
+26
| +0.2% | +$600 |
|
|
IAS
4670
DELISTED
Integral Ad Science
IAS
| $249K | ﹤0.01% |
23,845
+729
| +3% | +$8K |
|
4671
Forward Air
FWRD
$444M
| $248K | ﹤0.01% |
7,705
-1,416
| -16% | -$49.4K |
|
4672
Progress Software
PRGS
$1.66B
| $248K | ﹤0.01% |
+3,814
| New | +$255K |
|
4673
Marker Therapeutics
MRKR
$18.8M
| $248K | ﹤0.01% |
+79,730
| New | +$282K |
|
4674
CALL
Bakkt Inc
BKKT
$321M
| $248K | ﹤0.01% |
+10,000
| New | +$185K |
|
4675
PUT
Eversource Energy
ES
$26.9B
| $247K | ﹤0.01% |
4,300
+1,300
| +43% | +$81K |
|
Similar funds
LPL Financial's Q4 2024 Portfolio in Review
As of Q4 2024, LPL Financial held 5,518 positions worth $246B, up 9.7% from $224B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $22.2B of net new capital in Q4 2024, opening 337 new positions and adding to 3,329 existing holdings. Its largest new stake was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco Russell 1000 Dynamic Multifactor ETF, an estimated $63.4M trimmed.
- LPL Financial's largest Q4 2024 buy was CP High Yield Trend ETF: 2,792,973 shares worth $60.7M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q4 2024, an estimated $697M increase.
- LPL Financial's biggest Q4 2024 reduction was Invesco Russell 1000 Dynamic Multifactor ETF, cutting an estimated $63.4M.
- LPL Financial fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $87.2M.
- LPL Financial's ten largest holdings make up 17% of its $246B portfolio in Q4 2024.
- LPL Financial opened 337 new positions and closed 245 in Q4 2024.
- LPL Financial's portfolio value rose 9.7% quarter-over-quarter to $246B.
Based on LPL Financial's 13F filing for Q4 2024, filed 11 Feb 2025.