LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4651
Ouster
OUST
$2.11B
| $149K | ﹤0.01% |
15,160
+661
| +5% | +$6.69K |
|
4652
BayFirst Financial Corp
BAFN
$33.1M
| $149K | ﹤0.01% |
+12,821
| New | +$156K |
|
|
MIO
4653
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
| $149K | ﹤0.01% |
12,774
+227
| +2% | +$2.57K |
|
4654
El Pollo Loco
LOCO
$503M
| $149K | ﹤0.01% |
13,144
+2,277
| +21% | +$22.7K |
|
|
MHN
4655
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
| $148K | ﹤0.01% |
13,766
-732
| -5% | -$7.72K |
|
4656
TeraWulf
WULF
$7.48B
| $148K | ﹤0.01% |
33,267
-26,315
| -44% | -$71K |
|
|
VRNA
4657
DELISTED
Verona Pharma
VRNA
| $147K | ﹤0.01% |
+10,181
| New | +$149K |
|
4658
OneSpan
OSPN
$584M
| $147K | ﹤0.01% |
+11,439
| New | +$138K |
|
4659
Dakota Gold
DC
$617M
| $145K | ﹤0.01% |
+57,050
| New | +$152K |
|
4660
SCYNEXIS
SCYX
$37.4M
| $145K | ﹤0.01% |
+9,060
| New | +$140K |
|
|
TEF
4661
DELISTED
Telefonica
TEF
| $144K | ﹤0.01% |
34,249
+7,373
| +27% | +$32.6K |
|
4662
Information Services Group
III
$204M
| $143K | ﹤0.01% |
48,710
-8,500
| -15% | -$28.6K |
|
4663
NET Power
NPWR
$120M
| $142K | ﹤0.01% |
14,434
+1,000
| +7% | +$10.6K |
|
4664
EVgo
EVGO
$219M
| $141K | ﹤0.01% |
57,497
+4,590
| +9% | +$9.41K |
|
|
SMFL
4665
DELISTED
Smart for Life, Inc. Common Stock
SMFL
| $141K | ﹤0.01% |
+47,561
| New | +$162K |
|
4666
PUT
Transocean
RIG
$5.48B
| $141K | ﹤0.01% |
26,300
+26,064
| +11,044% | +$151K |
|
|
FINV
4667
FinVolution Group
FINV
$1.17B
| $139K | ﹤0.01% |
29,105
-799
| -3% | -$3.91K |
|
4668
VerifyMe
VRME
$9.3M
| $138K | ﹤0.01% |
97,556
-918
| -0.9% | -$1.48K |
|
4669
Concrete Pumping Holdings
BBCP
$491M
| $137K | ﹤0.01% |
+22,810
| New | +$157K |
|
|
DRD
4670
DRDGold
DRD
$1.75B
| $136K | ﹤0.01% |
15,852
+50
| +0.3% | +$423 |
|
|
ACH
4671
Accendra Health
ACH
$254M
| $136K | ﹤0.01% |
10,106
+982
| +11% | +$20.1K |
|
|
PHD
4672
DELISTED
Pioneer Floating Rate Fund
PHD
| $134K | ﹤0.01% |
13,845
-1,700
| -11% | -$16.5K |
|
|
SPWR
4673
DELISTED
SunPower Corporation Common Stock
SPWR
| $134K | ﹤0.01% |
45,176
+1,000
| +2% | +$2.73K |
|
|
FFWM
4674
DELISTED
First Foundation Inc
FFWM
| $133K | ﹤0.01% |
20,290
+1
| +0% | +$6 |
|
|
SHYF
4675
DELISTED
The Shyft Group
SHYF
| $133K | ﹤0.01% |
+11,188
| New | +$134K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.