LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
-3.27%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$143B
AUM Growth
+$143B
Cap. Flow
+$8.45B
Cap. Flow %
5.92%
Top 10 Hldgs %
17.54%
Holding
4,787
New
256
Increased
2,836
Reduced
1,452
Closed
158
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
AKTX
4651
Akari Therapeutics
AKTX
$24.8M
-134,453 Closed -$22.9K
ALGT icon
4652
Allegiant Air
ALGT
$1.15B
-3,167 Closed -$400K
AMR icon
4653
Alpha Metallurgical Resources
AMR
$1.95B
-5,257 Closed -$864K
ARGT icon
4654
Global X MSCI Argentina ETF
ARGT
$839M
-7,968 Closed -$365K
ATER icon
4655
Aterian
ATER
$9.65M
-13,874 Closed -$6.38K
BH icon
4656
Biglari Holdings Class B
BH
$965M
-1,376 Closed -$271K
BNGO icon
4657
Bionano Genomics
BNGO
$17.6M
-41,340 Closed -$25.2K
BSET icon
4658
Bassett Furniture
BSET
$146M
-10,385 Closed -$156K
CAL icon
4659
Caleres
CAL
$507M
-8,459 Closed -$202K
CCBG icon
4660
Capital City Bank Group
CCBG
$749M
-6,989 Closed -$214K
CCIF
4661
Carlyle Credit Income Fund
CCIF
$121M
-12,085 Closed -$120K
CET
4662
Central Securities Corp
CET
$1.45B
-5,617 Closed -$205K
CINT icon
4663
CI&T Inc
CINT
$732M
-16,519 Closed -$104K
CLBK icon
4664
Columbia Financial
CLBK
$1.58B
-10,550 Closed -$182K
CLFD icon
4665
Clearfield
CLFD
$450M
-5,006 Closed -$237K
CNM icon
4666
Core & Main
CNM
$12.3B
-6,948 Closed -$218K
CRIS icon
4667
Curis
CRIS
$20.9M
-108,554 Closed -$90.1K
CZNC icon
4668
Citizens & Northern Corp
CZNC
$313M
-12,128 Closed -$234K
DDS icon
4669
Dillards
DDS
$8.31B
-818 Closed -$267K
DEHP icon
4670
Dimensional Emerging Markets High Profitability ETF
DEHP
$274M
-12,448 Closed -$296K
DFEV icon
4671
Dimensional Emerging Markets Value ETF
DFEV
$1.09B
-10,429 Closed -$254K
DRS icon
4672
Leonardo DRS
DRS
$11.1B
-10,795 Closed -$187K
DVYA icon
4673
iShares Asia/Pacific Dividend ETF
DVYA
$46.5M
-6,138 Closed -$202K
DWAT
4674
DELISTED
Arrow Investments Trust Arrow DWA Tactical ETF
DWAT
-12,187 Closed -$125K
DXLG icon
4675
Destination XL Group
DXLG
$69.4M
-30,675 Closed -$150K