LPL Financial

LPL Financial Portfolio holdings

AUM $299B
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
+5.25%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$140B
AUM Growth
+$140B
Cap. Flow
+$5.74B
Cap. Flow %
4.11%
Top 10 Hldgs %
17.82%
Holding
4,703
New
251
Increased
2,591
Reduced
1,595
Closed
171
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
THRD
4651
DELISTED
Third Harmonic Bio
THRD
-10,000
Closed -$41.2K
TILE icon
4652
Interface
TILE
$1.56B
-12,925
Closed -$105K
TNET icon
4653
TriNet
TNET
$3.52B
-3,102
Closed -$250K
TR icon
4654
Tootsie Roll Industries
TR
$2.93B
-6,444
Closed -$289K
TRUP icon
4655
Trupanion
TRUP
$1.99B
-5,753
Closed -$247K
UMBF icon
4656
UMB Financial
UMBF
$9.26B
-3,535
Closed -$204K
UNFI icon
4657
United Natural Foods
UNFI
$1.71B
-10,114
Closed -$267K
USDU icon
4658
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$155M
-162,085
Closed -$4.23M
UWM icon
4659
ProShares Ultra Russell2000
UWM
$362M
-8,509
Closed -$271K
VANI icon
4660
Vivani Medical
VANI
$68.1M
-45,895
Closed -$45.9K
VRDN icon
4661
Viridian Therapeutics
VRDN
$1.5B
-10,080
Closed -$256K
VSCO icon
4662
Victoria's Secret
VSCO
$1.84B
-6,123
Closed -$209K
VTS icon
4663
Vitesse Energy
VTS
$1.03B
-10,115
Closed -$192K
YOU icon
4664
Clear Secure
YOU
$3.48B
-8,537
Closed -$223K
NEUE icon
4665
NeueHealth
NEUE
$59.2M
-18,525
Closed -$4.08K
TEN
4666
Tsakos Energy Navigation Ltd.
TEN
$670M
-10,361
Closed -$201K
TXNM
4667
TXNM Energy, Inc.
TXNM
$5.97B
-5,515
Closed -$268K
ABLG
4668
Abacus FCF International Leaders ETF
ABLG
$32.5M
-8,948
Closed -$243K
LGF.A
4669
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
-21,395
Closed -$237K
NVRO
4670
DELISTED
NEVRO CORP.
NVRO
-6,354
Closed -$230K
VBIV
4671
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
-165,113
Closed -$50K
DMTK
4672
DELISTED
DermTech, Inc. Common Stock
DMTK
-12,478
Closed -$45.9K
AWH
4673
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
-16,557
Closed -$6.06K
EXPR
4674
DELISTED
Express, Inc.
EXPR
-64,756
Closed -$51K
CHIC
4675
DELISTED
Global X MSCI China Communication Services ETF
CHIC
-14,828
Closed -$255K