LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SVM
4626
Silvercorp Metals
SVM
$2.07B
| $126K | ﹤0.01% |
38,690
-100
| -0.3% | -$255 |
|
4627
Evolv Technologies
EVLV
$995M
| $126K | ﹤0.01% |
28,300
-850
| -3% | -$3.67K |
|
4628
The RealReal
REAL
$1.46B
| $125K | ﹤0.01% |
31,936
+18,083
| +131% | +$43.1K |
|
|
VRN
4629
DELISTED
Veren
VRN
| $125K | ﹤0.01% |
15,207
+2,007
| +15% | +$14.1K |
|
4630
Trevi Therapeutics
TRVI
$2.59B
| $124K | ﹤0.01% |
+36,000
| New | +$80.3K |
|
|
NOVA
4631
DELISTED
Sunnova Energy
NOVA
| $124K | ﹤0.01% |
+20,221
| New | +$182K |
|
4632
Caribou Biosciences
CRBU
$145M
| $123K | ﹤0.01% |
+23,897
| New | +$147K |
|
|
CXE
4633
DELISTED
MFS High Income Municipal Trust
CXE
| $122K | ﹤0.01% |
33,561
-1,000
| -3% | -$3.59K |
|
4634
Applied Digital
APLD
$7.89B
| $122K | ﹤0.01% |
28,461
+9,895
| +53% | +$49.9K |
|
4635
FinWise Bancorp
FINW
$188M
| $122K | ﹤0.01% |
+12,095
| New | +$141K |
|
4636
Taysha Gene Therapies
TSHA
$1.68B
| $121K | ﹤0.01% |
42,062
-15,998
| -28% | -$33.3K |
|
|
NKLA
4637
DELISTED
Nikola Corporation Common Stock
NKLA
| $120K | ﹤0.01% |
3,859
+654
| +20% | +$14K |
|
|
CHMI
4638
Cherry Hill Mortgage Investment Corp
CHMI
$83M
| $119K | ﹤0.01% |
33,677
+17,002
| +102% | +$62.3K |
|
4639
Mirion Technologies
MIR
$3.73B
| $119K | ﹤0.01% |
10,478
-4,000
| -28% | -$40.1K |
|
|
TEF
4640
DELISTED
Telefonica
TEF
| $119K | ﹤0.01% |
26,876
-1,007
| -4% | -$4.13K |
|
|
EXAI
4641
DELISTED
Exscientia Plc American Depositary Shares
EXAI
| $118K | ﹤0.01% |
20,689
-15
| -0.1% | -$93 |
|
4642
INmune Bio
INMB
$46.5M
| $118K | ﹤0.01% |
10,022
-75
| -0.7% | -$906 |
|
|
STKL
4643
DELISTED
SunOpta
STKL
| $118K | ﹤0.01% |
17,140
+70
| +0.4% | +$432 |
|
4644
CALL
First Majestic Silver
AG
$7.41B
| $118K | ﹤0.01% |
200
-19,800
| -99% | -$99.2K |
|
4645
FIGS
FIGS
$1.79B
| $117K | ﹤0.01% |
23,582
+2,193
| +10% | +$12.6K |
|
|
CMPS
4646
Compass Pathways
CMPS
$1.53B
| $116K | ﹤0.01% |
13,988
+1,506
| +12% | +$15.2K |
|
|
DENN
4647
DELISTED
Denny's
DENN
| $116K | ﹤0.01% |
12,975
+909
| +8% | +$8.92K |
|
|
DM
4648
DELISTED
Desktop Metal, Inc.
DM
| $115K | ﹤0.01% |
13,114
+2,784
| +27% | +$17.9K |
|
4649
Anfield Universal Fixed Income ETF
AFIF
$227M
| $115K | ﹤0.01% |
12,661
| – | – |
|
4650
Ouster
OUST
$2.63B
| $115K | ﹤0.01% |
14,499
+694
| +5% | +$3.95K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.