LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4576
Denison Mines
DNN
$2.54B
| $150K | ﹤0.01% |
76,798
-10,776
| -12% | -$20.4K |
|
4577
PUT
Transocean
RIG
$5.89B
| $148K | ﹤0.01% |
+236
| New | +$1.29K |
|
|
DNB
4578
DELISTED
Dun & Bradstreet
DNB
| $148K | ﹤0.01% |
14,733
+875
| +6% | +$9.55K |
|
4579
Sabre
SABR
$731M
| $147K | ﹤0.01% |
60,848
-27,651
| -31% | -$92.8K |
|
4580
Global X Renewable Energy Producers ETF
RNRG
$26M
| $147K | ﹤0.01% |
4,975
-1,192
| -19% | -$36.1K |
|
4581
Outdoor Holding Co
POWW
$249M
| $146K | ﹤0.01% |
53,254
+18,730
| +54% | +$43.7K |
|
|
SWI
4582
DELISTED
SolarWinds Corporation Common Stock
SWI
| $146K | ﹤0.01% |
11,572
+1,455
| +14% | +$17.7K |
|
|
MFV
4583
DELISTED
MFS SPECIAL VALUE TRUST
MFV
| $145K | ﹤0.01% |
32,691
-6,506
| -17% | -$27.5K |
|
4584
Daktronics
DAKT
$955M
| $145K | ﹤0.01% |
14,596
-8,450
| -37% | -$70.5K |
|
4585
Eldorado Gold
EGO
$7.87B
| $143K | ﹤0.01% |
10,172
-11,902
| -54% | -$145K |
|
|
AMRN
4586
Amarin Corp
AMRN
$299M
| $143K | ﹤0.01% |
8,032
+942
| +13% | +$20.1K |
|
|
HDSN
4587
Hudson Technologies
HDSN
$254M
| $143K | ﹤0.01% |
12,979
-740
| -5% | -$9.63K |
|
|
IAE
4588
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
| $143K | ﹤0.01% |
22,569
-2,723
| -11% | -$16.4K |
|
4589
Heron Therapeutics
HRTX
$93.9M
| $142K | ﹤0.01% |
51,391
+23,038
| +81% | +$57.9K |
|
4590
Payoneer
PAYO
$2.42B
| $142K | ﹤0.01% |
29,260
+250
| +0.9% | +$1.22K |
|
4591
DarioHealth
DRIO
$70.9M
| $142K | ﹤0.01% |
4,645
-850
| -15% | -$32.2K |
|
|
MIO
4592
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
| $142K | ﹤0.01% |
12,547
+164
| +1% | +$1.79K |
|
4593
Oric Pharmaceuticals
ORIC
$1.15B
| $141K | ﹤0.01% |
10,290
+290
| +3% | +$3.44K |
|
4594
ProShares Decline of the Retail Store ETF
EMTY
$2.94M
| $141K | ﹤0.01% |
5,313
-100
| -2% | -$2.82K |
|
|
HTZWW
4595
Hertz Global Holdings Warrants
HTZWW
$66M
| $140K | ﹤0.01% |
31,537
+15,294
| +94% | +$71.9K |
|
4596
Wolverine World Wide
WWW
$1.61B
| $140K | ﹤0.01% |
12,476
+312
| +3% | +$2.89K |
|
4597
GoodRx Holdings
GDRX
$1.04B
| $139K | ﹤0.01% |
19,571
-2,695
| -12% | -$17.8K |
|
4598
TaskUs
TASK
$556M
| $139K | ﹤0.01% |
+11,922
| New | +$149K |
|
4599
Embecta
EMBC
$216M
| $139K | ﹤0.01% |
10,440
-1,560
| -13% | -$24.2K |
|
4600
Brookdale Senior Living
BKD
$3.49B
| $138K | ﹤0.01% |
20,829
-3,403
| -14% | -$19.9K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.