LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P 500 ETF
IVV
|
$393M |
| 2 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
$317M |
| 3 |
SPDR S&P 500 ETF Trust
SPY
|
$260M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
$207M |
| 5 |
FT Vest Fund of Buffer ETFs
BUFR
|
$178M |
Top Sells
| 1 |
iShares US Treasury Bond ETF
GOVT
|
$273M |
| 2 |
iShares US Technology ETF
IYW
|
$137M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
$133M |
| 4 |
iShares MSCI USA Quality Factor ETF
QUAL
|
$112M |
| 5 |
iShares MSCI EAFE Growth ETF
EFG
|
$85.2M |
Sector Composition
| 1 | Technology | 6.51% |
| 2 | Financials | 3.09% |
| 3 | Healthcare | 2.97% |
| 4 | Consumer Discretionary | 2.6% |
| 5 | Industrials | 2.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
4551
TRX Gold Corp
TRX
$107M
| $17.4K | ﹤0.01% |
47,532
-1,000
| -2% | -$366 |
|
4552
Ondas Holdings
ONDS
$1.51B
| $17.1K | ﹤0.01% |
28,098
-1,200
| -4% | -$731 |
|
4553
Protara Therapeutics
TARA
$121M
| $16.7K | ﹤0.01% |
10,000
| – | – |
|
|
LILM
4554
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
| $16.6K | ﹤0.01% |
23,268
+2,200
| +10% | +$1.57K |
|
4555
Kopin
KOPN
$335M
| $16.6K | ﹤0.01% |
13,600
-300
| -2% | -$366 |
|
4556
Allbirds
BIRD
$51.8M
| $16.5K | ﹤0.01% |
14,909
-1,850
| -11% | -$2.05K |
|
4557
Immunic
IMUX
$79.9M
| $16.2K | ﹤0.01% |
11,000
| – | – |
|
|
MESO
4558
Mesoblast
MESO
$1.66B
| $15.8K | ﹤0.01% |
12,875
| – | – |
|
4559
Vroom, Inc. Common Stock
VRM
$147M
| $15.8K | ﹤0.01% |
+14,125
| New | +$15.8K |
|
|
SDC
4560
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $15.7K | ﹤0.01% |
37,727
-33,229
| -47% | -$13.8K |
|
4561
Algoma Steel Group Warrant
ASTLW
$5.85M
| $15.4K | ﹤0.01% |
12,600
| – | – |
|
4562
Precision BioSciences
DTIL
$56.2M
| $15K | ﹤0.01% |
44,075
+920
| +2% | +$314 |
|
4563
Kartoon Studios
TOON
$38.5M
| $15K | ﹤0.01% |
+10,696
| New | +$15K |
|
|
HEPS
4564
D-Market Electronic Services & Trading
HEPS
$883M
| $14K | ﹤0.01% |
10,550
-13,250
| -56% | -$17.6K |
|
4565
374Water
SCWO
$52M
| $13.9K | ﹤0.01% |
11,192
| – | – |
|
4566
Compugen
CGEN
$134M
| $13.2K | ﹤0.01% |
14,200
+4,100
| +41% | +$3.81K |
|
4567
Orion Energy Systems
OESX
$25.5M
| $13.1K | ﹤0.01% |
10,409
-5,636
| -35% | -$7.1K |
|
|
VWE
4568
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
| $12.5K | ﹤0.01% |
22,000
-10,000
| -31% | -$5.69K |
|
4569
Hyliion Holdings
HYLN
$281M
| $12.1K | ﹤0.01% |
10,249
-2,191
| -18% | -$2.59K |
|
4570
Inseego
INSG
$195M
| $12K | ﹤0.01% |
28,585
-2,419
| -8% | -$1.02K |
|
|
CASA
4571
DELISTED
Casa Systems, Inc. Common Stock
CASA
| $12K | ﹤0.01% |
+14,143
| New | +$12K |
|
4572
X4 Pharmaceuticals
XFOR
$75.2M
| $11.4K | ﹤0.01% |
+10,500
| New | +$11.4K |
|
4573
TMC The Metals Company
TMC
$2.19B
| $11.4K | ﹤0.01% |
11,540
-1,000
| -8% | -$991 |
|
|
SOLO
4574
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
| $11K | ﹤0.01% |
16,828
+2,650
| +19% | +$1.74K |
|
4575
Fortress Biotech
FBIO
$88.7M
| $10.7K | ﹤0.01% |
+37,000
| New | +$10.7K |
|