LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4476
Invesco S&P Emerging Markets Momentum ETF
EEMO
$22.8M
| $286K | ﹤0.01% |
16,611
-4,548
| -21% | -$77.8K |
|
4477
Arcturus Therapeutics
ARCT
$164M
| $286K | ﹤0.01% |
12,302
-570
| -4% | -$12.2K |
|
4478
PUT
Blackrock
BLK
$169B
| $285K | ﹤0.01% |
300
| – | – |
|
4479
Fidelity Wise Origin Bitcoin Fund
FBTC
$11.7B
| $285K | ﹤0.01% |
+5,129
| New | +$273K |
|
4480
Evertec
EVTC
$1.88B
| $285K | ﹤0.01% |
8,395
+1,247
| +17% | +$41.6K |
|
4481
CALL
Occidental Petroleum
OXY
$56.8B
| $283K | ﹤0.01% |
+5,500
| New | +$314K |
|
4482
Airgain
AIRG
$73.4M
| $283K | ﹤0.01% |
37,593
| – | – |
|
|
GRDN
4483
Guardian Pharmacy Services
GRDN
$2.5B
| $283K | ﹤0.01% |
+16,872
| New | +$284K |
|
4484
OFS Capital
OFS
$45M
| $283K | ﹤0.01% |
33,490
-27,161
| -45% | -$228K |
|
4485
PDF Solutions
PDFS
$1.93B
| $283K | ﹤0.01% |
8,926
+1,005
| +13% | +$32.6K |
|
4486
HUB Group
HUBG
$2.85B
| $282K | ﹤0.01% |
6,207
-3,880
| -38% | -$172K |
|
4487
POSCO
PKX
$16.1B
| $282K | ﹤0.01% |
4,030
-234
| -5% | -$15.3K |
|
|
LGTY
4488
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
| $282K | ﹤0.01% |
25,191
+418
| +2% | +$4.34K |
|
4489
New Oriental
EDU
$9.37B
| $282K | ﹤0.01% |
3,712
-17,746
| -83% | -$1.22M |
|
4490
Worthington Enterprises
WOR
$2.75B
| $281K | ﹤0.01% |
6,772
-6,732
| -50% | -$306K |
|
4491
Aurinia Pharmaceuticals
AUPH
$1.91B
| $281K | ﹤0.01% |
38,273
+2,091
| +6% | +$13K |
|
4492
Evolent Health
EVH
$348M
| $279K | ﹤0.01% |
+9,876
| New | +$255K |
|
4493
iShares MSCI Thailand ETF
THD
$369M
| $279K | ﹤0.01% |
4,027
+224
| +6% | +$13.4K |
|
4494
ARS Pharmaceuticals
SPRY
$509M
| $279K | ﹤0.01% |
19,218
+9,039
| +89% | +$108K |
|
4495
CTS Corp
CTS
$1.83B
| $278K | ﹤0.01% |
5,756
-59
| -1% | -$2.86K |
|
4496
Riot Platforms
RIOT
$7.63B
| $278K | ﹤0.01% |
37,521
+17,250
| +85% | +$149K |
|
4497
Wahed FTSE USA Shariah ETF
HLAL
$912M
| $278K | ﹤0.01% |
5,321
+235
| +5% | +$11.9K |
|
4498
Vanguard Intermediate-Term Tax-Exempt Bond ETF
VTEI
$1.48B
| $278K | ﹤0.01% |
+2,748
| New | +$276K |
|
4499
Camden National
CAC
$978M
| $278K | ﹤0.01% |
+6,725
| New | +$255K |
|
4500
FT Vest US Equity Enhance & Moderate Buffer ETF July
XJUL
$42.1M
| $278K | ﹤0.01% |
7,945
+895
| +13% | +$30.6K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.