LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4426
GeoPark
GPRK
$633M
| $224K | ﹤0.01% |
+23,295
| New | +$207K |
|
4427
FuelCell Energy
FCEL
$1.73B
| $224K | ﹤0.01% |
6,263
+4,980
| +388% | +$184K |
|
4428
Harmony Gold Mining
HMY
$9.84B
| $223K | ﹤0.01% |
27,331
-9,931
| -27% | -$63.4K |
|
4429
Novavax
NVAX
$1.2B
| $223K | ﹤0.01% |
46,709
-2,373
| -5% | -$11K |
|
4430
Precigen
PGEN
$2.24B
| $223K | ﹤0.01% |
153,499
+112,000
| +270% | +$161K |
|
|
MRCC
4431
DELISTED
Monroe Capital Corp
MRCC
| $222K | ﹤0.01% |
30,886
-14,825
| -32% | -$107K |
|
4432
Sagimet Biosciences
SGMT
$439M
| $222K | ﹤0.01% |
+41,000
| New | +$294K |
|
4433
CorMedix
CRMD
$591M
| $222K | ﹤0.01% |
52,400
+30,600
| +140% | +$106K |
|
|
HA
4434
DELISTED
Hawaiian Holdings, Inc.
HA
| $222K | ﹤0.01% |
+16,666
| New | +$232K |
|
4435
Enterprise Financial Services Corp
EFSC
$2.4B
| $222K | ﹤0.01% |
5,468
-58
| -1% | -$2.38K |
|
4436
PSQ Holdings
PSQH
$13.9M
| $221K | ﹤0.01% |
2,744
| – | – |
|
4437
Abeona Therapeutics
ABEO
$366M
| $221K | ﹤0.01% |
30,540
+1,200
| +4% | +$7.61K |
|
4438
CALL
PayPal
PYPL
$48.9B
| $221K | ﹤0.01% |
+33
| New | +$2.02K |
|
|
TE
4439
T1 Energy
TE
$1.16B
| $221K | ﹤0.01% |
131,357
-2,402
| -2% | -$3.8K |
|
|
AUTL
4440
Autolus Therapeutics
AUTL
$397M
| $221K | ﹤0.01% |
34,569
-5,975
| -15% | -$37.3K |
|
4441
iShares Asia/Pacific Dividend ETF
DVYA
$71.6M
| $220K | ﹤0.01% |
6,088
| – | – |
|
|
HIO
4442
Western Asset High Income Opportunity Fund
HIO
$336M
| $219K | ﹤0.01% |
56,215
-20,144
| -26% | -$79.4K |
|
4443
NGL Energy Partners
NGL
$2.05B
| $218K | ﹤0.01% |
37,896
-15,589
| -29% | -$89K |
|
|
GF
4444
New Germany Fund
GF
$182M
| $218K | ﹤0.01% |
25,041
+13,065
| +109% | +$110K |
|
|
DNMR
4445
DELISTED
Danimer Scientific, Inc.
DNMR
| $218K | ﹤0.01% |
4,997
+1,257
| +34% | +$52K |
|
4446
Peoples Bancorp
PEBO
$1.5B
| $218K | ﹤0.01% |
7,355
+604
| +9% | +$17.7K |
|
4447
DoubleLine Opportunistic Bond ETF
DBND
$736M
| $217K | ﹤0.01% |
4,739
-818
| -15% | -$37.4K |
|
4448
SiTime
SITM
$16B
| $217K | ﹤0.01% |
2,332
-610
| -21% | -$64.2K |
|
4449
Franklin FTSE Australia ETF
FLAU
$177M
| $217K | ﹤0.01% |
7,539
-8,160
| -52% | -$228K |
|
4450
Atlanta Braves Holdings Series A
BATRA
$3.49B
| $217K | ﹤0.01% |
5,184
+173
| +3% | +$7.31K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.