LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P 500 ETF
IVV
|
$393M |
| 2 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
$317M |
| 3 |
SPDR S&P 500 ETF Trust
SPY
|
$260M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
$207M |
| 5 |
FT Vest Fund of Buffer ETFs
BUFR
|
$178M |
Top Sells
| 1 |
iShares US Treasury Bond ETF
GOVT
|
$273M |
| 2 |
iShares US Technology ETF
IYW
|
$137M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
$133M |
| 4 |
iShares MSCI USA Quality Factor ETF
QUAL
|
$112M |
| 5 |
iShares MSCI EAFE Growth ETF
EFG
|
$85.2M |
Sector Composition
| 1 | Technology | 6.51% |
| 2 | Financials | 3.09% |
| 3 | Healthcare | 2.97% |
| 4 | Consumer Discretionary | 2.6% |
| 5 | Industrials | 2.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
AUTL
4376
Autolus Therapeutics
AUTL
$389M
| $94K | ﹤0.01% |
40,325
-8,350
| -17% | -$19.5K |
|
|
CMPS
4377
Compass Pathways
CMPS
$493M
| $93.8K | ﹤0.01% |
12,680
-1,450
| -10% | -$10.7K |
|
|
GLO
4378
Clough Global Opportunities Fund
GLO
$240M
| $93.4K | ﹤0.01% |
21,073
| – | – |
|
|
NGD
4379
New Gold Inc
NGD
$4.99B
| $93.3K | ﹤0.01% |
102,523
+56,447
| +123% | +$51.4K |
|
|
FRGI
4380
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $92.4K | ﹤0.01% |
10,920
-15,120
| -58% | -$128K |
|
4381
Anixa Biosciences
ANIX
$95.7M
| $92K | ﹤0.01% |
28,138
+5,250
| +23% | +$17.2K |
|
4382
Stagwell
STGW
$1.44B
| $91K | ﹤0.01% |
+19,397
| New | +$91K |
|
4383
ARKO Corp
ARKO
$559M
| $88.5K | ﹤0.01% |
12,374
+1,044
| +9% | +$7.46K |
|
|
BLDP
4384
Ballard Power Systems
BLDP
$598M
| $87.4K | ﹤0.01% |
23,812
+1,418
| +6% | +$5.2K |
|
4385
Oxford Square Capital
OXSQ
$172M
| $86.5K | ﹤0.01% |
28,732
+243
| +0.9% | +$731 |
|
4386
American Superconductor
AMSC
$2.21B
| $85.9K | ﹤0.01% |
11,376
+937
| +9% | +$7.07K |
|
|
HIMX
4387
Himax Technologies
HIMX
$1.46B
| $84.2K | ﹤0.01% |
14,411
+463
| +3% | +$2.7K |
|
4388
Hims & Hers Health
HIMS
$10.9B
| $83.9K | ﹤0.01% |
+13,336
| New | +$83.9K |
|
4389
Vivid Seats
SEAT
$103M
| $83.5K | ﹤0.01% |
650
-150
| -19% | -$19.3K |
|
4390
TrueCar
TRUE
$191M
| $82.8K | ﹤0.01% |
40,000
| – | – |
|
4391
FiscalNote
NOTE
$58.7M
| $81.8K | ﹤0.01% |
3,279
-8,750
| -73% | -$218K |
|
4392
SES AI
SES
$395M
| $81.6K | ﹤0.01% |
35,965
-300
| -0.8% | -$681 |
|
4393
Ring Energy
REI
$207M
| $81.4K | ﹤0.01% |
41,727
| – | – |
|
|
HTZWW
4394
Hertz Global Holdings Warrants
HTZWW
$260M
| $80.7K | ﹤0.01% |
+13,180
| New | +$80.7K |
|
|
AMPS
4395
DELISTED
Altus Power, Inc.
AMPS
| $80.5K | ﹤0.01% |
15,326
| – | – |
|
4396
Matinas BioPharma
MTNB
$9.55M
| $80.3K | ﹤0.01% |
12,351
-60
| -0.5% | -$390 |
|
4397
Ponce Financial Group
PDLB
$339M
| $78.8K | ﹤0.01% |
10,074
-976
| -9% | -$7.63K |
|
4398
Sana Biotechnology
SANA
$752M
| $78.7K | ﹤0.01% |
20,325
-300
| -1% | -$1.16K |
|
|
SRTA
4399
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$332M
| $77.5K | ﹤0.01% |
29,929
| – | – |
|
4400
W&T Offshore
WTI
$261M
| $77.5K | ﹤0.01% |
17,691
-230
| -1% | -$1.01K |
|