LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P 500 ETF
IVV
|
$393M |
| 2 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
$317M |
| 3 |
SPDR S&P 500 ETF Trust
SPY
|
$260M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
$207M |
| 5 |
FT Vest Fund of Buffer ETFs
BUFR
|
$178M |
Top Sells
| 1 |
iShares US Treasury Bond ETF
GOVT
|
$273M |
| 2 |
iShares US Technology ETF
IYW
|
$137M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
$133M |
| 4 |
iShares MSCI USA Quality Factor ETF
QUAL
|
$112M |
| 5 |
iShares MSCI EAFE Growth ETF
EFG
|
$85.2M |
Sector Composition
| 1 | Technology | 6.51% |
| 2 | Financials | 3.09% |
| 3 | Healthcare | 2.97% |
| 4 | Consumer Discretionary | 2.6% |
| 5 | Industrials | 2.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
4351
Assertio
ASRT
$76.8M
| $103K | ﹤0.01% |
40,183
+26,567
| +195% | +$68K |
|
4352
Hope Bancorp
HOPE
$1.43B
| $101K | ﹤0.01% |
11,454
+173
| +2% | +$1.53K |
|
4353
FIGS
FIGS
$1.12B
| $101K | ﹤0.01% |
17,076
-1,739
| -9% | -$10.3K |
|
|
CLLS
4354
Cellectis
CLLS
$269M
| $101K | ﹤0.01% |
63,657
+49,650
| +354% | +$78.4K |
|
4355
Performance Shipping
PSHG
$23.5M
| $100K | ﹤0.01% |
51,000
+3,000
| +6% | +$5.91K |
|
4356
Brookdale Senior Living
BKD
$1.83B
| $100K | ﹤0.01% |
24,232
+2,436
| +11% | +$10.1K |
|
|
LICY
4357
DELISTED
Li-Cycle Holdings Corp.
LICY
| $100K | ﹤0.01% |
3,530
-3,303
| -48% | -$93.8K |
|
4358
Wrap Technologies
WRAP
$86.9M
| $100K | ﹤0.01% |
66,700
-3,200
| -5% | -$4.8K |
|
4359
Galectin Therapeutics
GALT
$295M
| $99.5K | ﹤0.01% |
51,812
| – | – |
|
4360
Medallion Financial
MFIN
$249M
| $98.4K | ﹤0.01% |
14,010
-545
| -4% | -$3.83K |
|
4361
Denny's
DENN
$237M
| $98.3K | ﹤0.01% |
11,602
-1,000
| -8% | -$8.47K |
|
4362
Outdoor Holding Company Common Stock
POWW
$169M
| $98.2K | ﹤0.01% |
48,609
-10,573
| -18% | -$21.4K |
|
4363
Retractable Technologies
RVP
$23.7M
| $97.9K | ﹤0.01% |
82,301
| – | – |
|
|
TSI
4364
TCW Strategic Income Fund
TSI
$238M
| $97.7K | ﹤0.01% |
21,341
+2,207
| +12% | +$10.1K |
|
4365
Denison Mines
DNN
$2.11B
| $97.7K | ﹤0.01% |
59,193
+10,785
| +22% | +$17.8K |
|
4366
Applied Digital
APLD
$3.64B
| $97.3K | ﹤0.01% |
15,599
-6,550
| -30% | -$40.9K |
|
4367
Oramed Pharmaceuticals
ORMP
$91.4M
| $97.1K | ﹤0.01% |
37,216
+21,000
| +130% | +$54.8K |
|
4368
Pitney Bowes
PBI
$2.11B
| $96.8K | ﹤0.01% |
+32,065
| New | +$96.8K |
|
|
GF
4369
New Germany Fund
GF
$184M
| $96.8K | ﹤0.01% |
11,844
-1,157
| -9% | -$9.45K |
|
4370
OmniAb
OABI
$246M
| $96.5K | ﹤0.01% |
18,602
-5,024
| -21% | -$26.1K |
|
|
CHMI
4371
Cherry Hill Mortgage Investment Corp
CHMI
$105M
| $95.5K | ﹤0.01% |
25,681
-22,536
| -47% | -$83.8K |
|
4372
American Battery Technology Co
ABAT
$222M
| $94.8K | ﹤0.01% |
+11,003
| New | +$94.8K |
|
4373
NextNav
NN
$2.14B
| $94.5K | ﹤0.01% |
+18,381
| New | +$94.5K |
|
4374
Zevra Therapeutics
ZVRA
$502M
| $94.4K | ﹤0.01% |
19,593
+4,062
| +26% | +$19.6K |
|
4375
TETRA Technologies
TTI
$625M
| $94.4K | ﹤0.01% |
14,790
+1,482
| +11% | +$9.46K |
|