LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DOCT
4301
FT Vest US Equity Deep Buffer ETF October
DOCT
$385M
| $350K | ﹤0.01% |
8,957
-1,401
| -14% | -$54.2K |
|
4302
US Physical Therapy
USPH
$1.2B
| $349K | ﹤0.01% |
4,123
-192
| -4% | -$17K |
|
|
PDX
4303
PIMCO Dynamic Income Strategy Fund
PDX
$955M
| $349K | ﹤0.01% |
14,780
+3,986
| +37% | +$91.6K |
|
4304
Innodata
INOD
$2.05B
| $348K | ﹤0.01% |
+20,765
| New | +$350K |
|
4305
Warrior Met Coal
HCC
$4.19B
| $347K | ﹤0.01% |
5,433
+248
| +5% | +$15.4K |
|
4306
Taylor Devices
TAYD
$165M
| $347K | ﹤0.01% |
+6,953
| New | +$359K |
|
|
IRBT
4307
DELISTED
iRobot
IRBT
| $347K | ﹤0.01% |
39,908
-975
| -2% | -$8.45K |
|
4308
Shutterstock
SSTK
$198M
| $346K | ﹤0.01% |
9,790
+845
| +9% | +$31.2K |
|
4309
Silicon Motion
SIMO
$8.6B
| $346K | ﹤0.01% |
5,693
+381
| +7% | +$25.1K |
|
4310
Franklin FTSE Asia ex Japan ETF
FLAX
$55.7M
| $346K | ﹤0.01% |
13,957
+1,775
| +15% | +$40.8K |
|
|
AMWD
4311
DELISTED
American Woodmark
AMWD
| $346K | ﹤0.01% |
3,698
-1,003
| -21% | -$90.3K |
|
4312
Roundhill Sports Betting & iGaming ETF
BETZ
$49.7M
| $345K | ﹤0.01% |
18,185
-3,733
| -17% | -$66.3K |
|
4313
Escalade
ESCA
$273M
| $345K | ﹤0.01% |
24,492
-1,228
| -5% | -$16.9K |
|
|
CLCO
4314
DELISTED
Cool Company
CLCO
| $345K | ﹤0.01% |
+30,520
| New | +$355K |
|
4315
Algoma Steel
ASTL
$406M
| $344K | ﹤0.01% |
33,621
-26,260
| -44% | -$242K |
|
4316
Janus International
JBI
$700M
| $344K | ﹤0.01% |
33,990
+918
| +3% | +$10.7K |
|
4317
MoonLake Immunotherapeutics
MLTX
$1.57B
| $344K | ﹤0.01% |
6,814
+319
| +5% | +$14.9K |
|
4318
PUT
iShares MSCI EAFE ETF
EFA
$78B
| $343K | ﹤0.01% |
+4,100
| New | +$330K |
|
|
GLQ
4319
Clough Global Equity Fund
GLQ
$152M
| $342K | ﹤0.01% |
49,257
-8
| -0% | -$55 |
|
4320
Radian Group
RDN
$5.18B
| $341K | ﹤0.01% |
9,843
-684
| -6% | -$23.7K |
|
4321
Evolus
EOLS
$385M
| $341K | ﹤0.01% |
21,071
-699
| -3% | -$9.77K |
|
|
FIVA
4322
Fidelity International Value Factor ETF
FIVA
$587M
| $341K | ﹤0.01% |
12,854
-883
| -6% | -$22.8K |
|
4323
RLJ Lodging Trust
RLJ
$1.86B
| $341K | ﹤0.01% |
37,148
+1,105
| +3% | +$10.3K |
|
4324
Seacoast Banking Corp of Florida
SBCF
$3.36B
| $341K | ﹤0.01% |
12,782
+570
| +5% | +$15K |
|
|
ASA
4325
ASA Gold and Precious Metals
ASA
$919M
| $340K | ﹤0.01% |
16,364
+4,535
| +38% | +$87.6K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.