LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IMOS
4276
ChipMOS TECHNOLOGIES
IMOS
$1.65B
| $273K | ﹤0.01% |
8,667
+782
| +10% | +$22.2K |
|
|
MIN
4277
Aberdeen Intermediate Income Fund
MIN
$274M
| $272K | ﹤0.01% |
102,356
-3,114
| -3% | -$8.5K |
|
4278
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$741M
| $272K | ﹤0.01% |
7,542
+1,974
| +35% | +$71.3K |
|
|
ONL
4279
Orion Office REIT
ONL
$150M
| $272K | ﹤0.01% |
77,425
+9,498
| +14% | +$42.6K |
|
|
AIRC
4280
DELISTED
Apartment Income REIT Corp.
AIRC
| $272K | ﹤0.01% |
8,363
-206
| -2% | -$6.7K |
|
|
SKE
4281
Skeena Resources
SKE
$3.3B
| $271K | ﹤0.01% |
58,700
+7,000
| +14% | +$29.5K |
|
|
EEA
4282
European Equity Fund
EEA
$75.2M
| $271K | ﹤0.01% |
30,406
-2,144
| -7% | -$18.5K |
|
|
PMX
4283
DELISTED
PIMCO Municipal Income Fund III
PMX
| $271K | ﹤0.01% |
36,243
+2,496
| +7% | +$18.6K |
|
4284
Veeco
VECO
$3.05B
| $271K | ﹤0.01% |
+7,697
| New | +$256K |
|
|
EIC
4285
Eagle Point Income Co
EIC
$230M
| $271K | ﹤0.01% |
16,255
-338
| -2% | -$5.27K |
|
4286
Custom Truck One Source
CTOS
$2.31B
| $271K | ﹤0.01% |
46,481
+1,127
| +2% | +$7K |
|
4287
Arlo Technologies
ARLO
$1.6B
| $270K | ﹤0.01% |
21,316
+2,113
| +11% | +$21.1K |
|
4288
Protolabs
PRLB
$1.79B
| $269K | ﹤0.01% |
7,538
+159
| +2% | +$5.74K |
|
4289
Coherus Oncology
CHRS
$217M
| $269K | ﹤0.01% |
112,736
+57,702
| +105% | +$142K |
|
4290
Immunovant
IMVT
$7.93B
| $269K | ﹤0.01% |
8,313
-1,777
| -18% | -$64.8K |
|
|
PPLI
4291
People Inc
PPLI
$3.09B
| $268K | ﹤0.01% |
6,129
+541
| +10% | +$23.4K |
|
4292
STF Tactical Growth & Income ETF
TUGN
$78.2M
| $268K | ﹤0.01% |
11,346
+286
| +3% | +$6.69K |
|
|
SFBS
4293
ServisFirst Bancshares
SFBS
$4.89B
| $268K | ﹤0.01% |
4,033
-282
| -7% | -$17.9K |
|
4294
WisdomTree New Economy Real Estate Fund
WTRE
$15.6M
| $267K | ﹤0.01% |
14,754
-73
| -0.5% | -$1.29K |
|
|
CEV
4295
Eaton Vance California Municipal Income Trust
CEV
$70.7M
| $267K | ﹤0.01% |
25,170
+6,009
| +31% | +$63.2K |
|
4296
Caleres
CAL
$431M
| $266K | ﹤0.01% |
6,492
-3,375
| -34% | -$118K |
|
4297
Credo Technology Group
CRDO
$38.6B
| $266K | ﹤0.01% |
+12,565
| New | +$263K |
|
4298
Norwood Financial Corp
NWFL
$370M
| $266K | ﹤0.01% |
9,784
| – | – |
|
4299
ICU Medical
ICUI
$4.21B
| $266K | ﹤0.01% |
+2,478
| New | +$246K |
|
4300
Energy Recovery
ERII
$446M
| $265K | ﹤0.01% |
16,775
-26,312
| -61% | -$419K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.