LPL Financial

LPL Financial Portfolio holdings

AUM $299B
1-Year Return 15.17%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Quarter Return
-0.84%
1 Year Return
+15.17%
3 Year Return
+54.04%
5 Year Return
+83.67%
10 Year Return
+161.11%
AUM
$106B
AUM Growth
+$7.47B
Cap. Flow
+$8.7B
Cap. Flow %
8.19%
Top 10 Hldgs %
18.69%
Holding
4,476
New
273
Increased
2,829
Reduced
1,085
Closed
181
Name Market Value Portfolio Weight Shares or Principal Shares
Change %
Capital Flow
IMPX
4276
DELISTED
AEA-Bridges Impact Corp.
IMPX
-21,000
Closed -$205K
RWVG
4277
DELISTED
Direxion Russell 1000 Value Over Growth ETF
RWVG
-9,295
Closed -$537K
HMLP
4278
DELISTED
HOEGH LNG PARTNERS LP
HMLP
-17,234
Closed -$303K
IPOF.WS
4279
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
-12,100
Closed -$25K
MTOR
4280
DELISTED
MERITOR, Inc.
MTOR
-8,764
Closed -$205K
ANAT
4281
DELISTED
American National Group, Inc. Common Stock
ANAT
-5,736
Closed -$852K
GNOG
4282
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
-29,824
Closed -$381K
SV
4283
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
-11,050
Closed -$111K
ARNA
4284
DELISTED
Arena Pharmaceuticals Inc
ARNA
-2,991
Closed -$204K
PVG
4285
DELISTED
PRETIUM RESOURCES INC.
PVG
-22,444
Closed -$215K
DRNA
4286
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
-6,433
Closed -$240K
KDMN
4287
DELISTED
Kadmon Holdings, Inc.
KDMN
-13,730
Closed -$53K
MDLA
4288
DELISTED
Medallia, Inc.
MDLA
-16,380
Closed -$553K
LEGOU
4289
DELISTED
Legato Merger Corp. Units
LEGOU
-21,450
Closed -$255K
IEC
4290
DELISTED
IEC Electronics Corp.
IEC
-44,906
Closed -$472K
SFHY
4291
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
-29,003
Closed -$1.45M
IFFT
4292
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
-4,020
Closed -$203K
TBIO
4293
DELISTED
Translate Bio, Inc. Common Stock
TBIO
-8,140
Closed -$224K
CORE
4294
DELISTED
Core Mark Holding Co., Inc.
CORE
-11,386
Closed -$512K
PFPT
4295
DELISTED
Proofpoint, Inc.
PFPT
-11,149
Closed -$1.94M
QTS
4296
DELISTED
QTS REALTY TRUST, INC.
QTS
-6,779
Closed -$524K
SYKE
4297
DELISTED
SYKES Enterprises Inc
SYKE
-6,629
Closed -$356K
MXIM
4298
DELISTED
Maxim Integrated Products
MXIM
-19,826
Closed -$2.09M
USCR
4299
DELISTED
U S Concrete, Inc.
USCR
-23,253
Closed -$1.72M
IPFF
4300
DELISTED
iShares International Preferred Stock ETF
IPFF
-54,775
Closed -$942K