LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4226
Virtus Biotech ETF
BBP
$93.9M
| $290K | ﹤0.01% |
5,128
+257
| +5% | +$15K |
|
4227
Harmonic Inc
HLIT
$1.25B
| $290K | ﹤0.01% |
21,592
-1,104
| -5% | -$14.1K |
|
4228
Radian Group
RDN
$5.18B
| $290K | ﹤0.01% |
8,667
-4,771
| -36% | -$140K |
|
4229
Champion Homes
SKY
$4.37B
| $290K | ﹤0.01% |
3,407
+194
| +6% | +$15K |
|
4230
FT Vest International Equity Buffer ETF June
YJUN
$139M
| $290K | ﹤0.01% |
13,068
-8,776
| -40% | -$188K |
|
4231
Enova International
ENVA
$6.33B
| $290K | ﹤0.01% |
4,609
+839
| +22% | +$49.2K |
|
4232
SSR Mining
SSRM
$5.32B
| $289K | ﹤0.01% |
64,777
+9,708
| +18% | +$67.7K |
|
4233
Nicolet Bankshares
NIC
$3.6B
| $289K | ﹤0.01% |
3,358
+80
| +2% | +$6.39K |
|
|
GLQ
4234
Clough Global Equity Fund
GLQ
$152M
| $289K | ﹤0.01% |
44,342
-12,194
| -22% | -$75.8K |
|
4235
RPC Inc
RES
$1.24B
| $288K | ﹤0.01% |
37,181
+4,879
| +15% | +$35.2K |
|
4236
Impact Shares Womens Empowerment ETF Trading
WOMN
$57.3M
| $288K | ﹤0.01% |
+7,968
| New | +$277K |
|
|
FITB
4237
PUT
Fifth Third Bancorp
FITB
$51.2B
| $287K | ﹤0.01% |
77
-51,723
| -100% | -$1.8M |
|
4238
PUT
IBM
IBM
$211B
| $286K | ﹤0.01% |
15
-4,885
| -100% | -$891K |
|
4239
Gold Royalty Corp
GROY
$600M
| $286K | ﹤0.01% |
152,258
+8,273
| +6% | +$13.3K |
|
4240
Direxion Daily Technology Bull 3x ETF
TECL
$5.08B
| $286K | ﹤0.01% |
3,566
+506
| +17% | +$38.1K |
|
4241
Costamare
CMRE
$1.88B
| $286K | ﹤0.01% |
25,158
+1,036
| +4% | +$11.5K |
|
4242
Brinker International
EAT
$9.17B
| $285K | ﹤0.01% |
5,742
-853
| -13% | -$37.8K |
|
4243
TCW Transform 500 ETF
VOTE
$1.1B
| $285K | ﹤0.01% |
4,657
+192
| +4% | +$11.2K |
|
4244
VanEck International High Yield Bond ETF
IHY
$43.3M
| $285K | ﹤0.01% |
13,776
+1,766
| +15% | +$36.6K |
|
|
BDN
4245
Brandywine Realty Trust
BDN
$524M
| $284K | ﹤0.01% |
59,170
-5,620
| -9% | -$26.1K |
|
4246
MarketAxess Holdings
MKTX
$5.71B
| $283K | ﹤0.01% |
1,292
-6,297
| -83% | -$1.49M |
|
4247
Canadian Solar
CSIQ
$1.02B
| $283K | ﹤0.01% |
14,328
+3,769
| +36% | +$81.2K |
|
4248
Kadant
KAI
$3.63B
| $283K | ﹤0.01% |
862
-55
| -6% | -$16.6K |
|
4249
MACOM Technology Solutions
MTSI
$19.2B
| $282K | ﹤0.01% |
2,950
-1,170
| -28% | -$103K |
|
4250
Cohen & Steers Real Estate Opportunities and Income Fund
RLTY
$266M
| $281K | ﹤0.01% |
19,091
-415
| -2% | -$5.84K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.