LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
Vanguard Total Bond Market
BND
|
$279M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
$198M |
| 3 |
iShares US Treasury Bond ETF
GOVT
|
$194M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
$135M |
| 5 |
SPDR S&P 500 ETF Trust
SPY
|
$123M |
Top Sells
| 1 |
Invesco QQQ Trust
QQQ
|
$315M |
| 2 |
iShares MBS ETF
MBB
|
$281M |
| 3 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
$278M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
$112M |
| 5 |
SPDR Bloomberg High Yield Bond ETF
JNK
|
$97.4M |
Sector Composition
| 1 | Healthcare | 2.88% |
| 2 | Technology | 2.68% |
| 3 | Financials | 2.57% |
| 4 | Industrials | 2.45% |
| 5 | Consumer Staples | 2.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDS.B
401
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $11.3M | 0.03% |
238,887
-21,330
| -8% | -$1.01M |
|
402
Cummins
CMI
$55B
| $11.2M | 0.03% |
103,989
+2,963
| +3% | +$320K |
|
403
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$10.7B
| $11.2M | 0.03% |
327,758
+5,021
| +2% | +$172K |
|
|
RCS
404
PIMCO Strategic Income Fund
RCS
$340M
| $11.2M | 0.03% |
1,209,731
+172,216
| +17% | +$1.6M |
|
405
SPDR S&P Health Care Services ETF
XHS
$77M
| $11.2M | 0.03% |
204,954
-10,871
| -5% | -$595K |
|
406
Regeneron Pharmaceuticals
REGN
$60.2B
| $11.2M | 0.03% |
27,634
-3,336
| -11% | -$1.35M |
|
407
ProShares UltraShort S&P500
SDS
$441M
| $11.1M | 0.03% |
29,001
+6,843
| +31% | +$2.63M |
|
408
iShares Europe ETF
IEV
$2.33B
| $11.1M | 0.03% |
291,476
-332,214
| -53% | -$12.7M |
|
409
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
| $11M | 0.03% |
590,104
+8,453
| +1% | +$158K |
|
410
iShares US Aerospace & Defense ETF
ITA
$9.32B
| $11M | 0.03% |
189,288
-67,116
| -26% | -$3.91M |
|
411
SPDR ICE Preferred Securities ETF
PSK
$824M
| $10.9M | 0.03% |
245,204
+57,391
| +31% | +$2.56M |
|
412
Vanguard Communication Services ETF
VOX
$5.81B
| $10.9M | 0.03% |
117,732
+88,962
| +309% | +$8.26M |
|
413
Exelon
EXC
$43.8B
| $10.9M | 0.03% |
442,359
+82,770
| +23% | +$2.04M |
|
414
Biogen
BIIB
$20.5B
| $10.9M | 0.03% |
40,888
-5,476
| -12% | -$1.45M |
|
|
APU
415
DELISTED
AmeriGas Partners, L.P.
APU
| $10.8M | 0.03% |
256,848
+5,965
| +2% | +$250K |
|
416
SPDR S&P Semiconductor ETF
XSD
$1.44B
| $10.8M | 0.03% |
244,733
-26,017
| -10% | -$1.14M |
|
417
Kayne Anderson Energy Infrastructure Fund
KYN
$2.09B
| $10.7M | 0.03% |
725,928
+101,554
| +16% | +$1.5M |
|
418
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.75B
| $10.6M | 0.03% |
1,234,819
-91,077
| -7% | -$779K |
|
419
Schwab US Broad Market ETF
SCHB
$36.4B
| $10.5M | 0.03% |
1,291,014
+135,960
| +12% | +$1.11M |
|
|
JPS
420
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $10.5M | 0.03% |
1,167,966
+8,794
| +0.8% | +$79.1K |
|
|
ACG
421
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
| $10.5M | 0.03% |
1,327,113
+25,122
| +2% | +$199K |
|
422
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$99.6M
| $10.4M | 0.03% |
184,266
-972
| -0.5% | -$55.1K |
|
423
ProShares Ultra QQQ
QLD
$9.15B
| $10.4M | 0.03% |
1,133,328
-697,216
| -38% | -$6.39M |
|
424
iShares Silver Trust
SLV
$20.3B
| $10.3M | 0.03% |
713,246
+247,914
| +53% | +$3.57M |
|
425
Welltower
WELL
$113B
| $10.3M | 0.03% |
147,988
+5,019
| +4% | +$348K |
|