LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CWEN.A
4201
DELISTED
Clearway Energy Class A
CWEN.A
| $327K | ﹤0.01% |
14,445
-355
| -2% | -$8.29K |
|
4202
Tronox
TROX
$999M
| $326K | ﹤0.01% |
20,794
+1,084
| +5% | +$19.7K |
|
4203
Warrior Met Coal
HCC
$4.25B
| $325K | ﹤0.01% |
5,185
-2,183
| -30% | -$141K |
|
4204
Fastly Inc
FSLY
$3.37B
| $325K | ﹤0.01% |
44,141
-56
| -0.1% | -$548 |
|
4205
Pacer Data and Digital Revolution ETF
TRFK
$940M
| $325K | ﹤0.01% |
+7,164
| New | +$303K |
|
4206
Ameris Bancorp
ABCB
$5.88B
| $325K | ﹤0.01% |
6,451
+1,736
| +37% | +$83.2K |
|
4207
Extreme Networks
EXTR
$3.9B
| $324K | ﹤0.01% |
24,124
-8,574
| -26% | -$98.5K |
|
4208
EA Bridgeway Omni Small-Cap Value ETF
BSVO
$2.42B
| $324K | ﹤0.01% |
15,900
| – | – |
|
|
RMMZ
4209
RiverNorth Managed Duration Municipal Income Fund II
RMMZ
$125M
| $323K | ﹤0.01% |
19,872
-2
| -0% | -$32 |
|
4210
New York Times
NYT
$12.3B
| $323K | ﹤0.01% |
6,309
-698
| -10% | -$32.8K |
|
4211
Roivant Sciences
ROIV
$24.8B
| $322K | ﹤0.01% |
30,478
-8,062
| -21% | -$88.3K |
|
4212
Plexus
PLXS
$6.47B
| $322K | ﹤0.01% |
3,120
-13,485
| -81% | -$1.39M |
|
4213
Franklin Disruptive Commerce ETF
BUYZ
$5.17M
| $321K | ﹤0.01% |
10,270
+951
| +10% | +$29.4K |
|
4214
Virtus Biotech Clinical Trials ETF
BBC
$47.8M
| $321K | ﹤0.01% |
12,716
-1,688
| -12% | -$45K |
|
|
PFC
4215
DELISTED
Premier Financial Corp. Common Stock
PFC
| $321K | ﹤0.01% |
+15,693
| New | +$312K |
|
4216
Telefônica Brasil
VIV
$20.6B
| $321K | ﹤0.01% |
39,074
-6,510
| -14% | -$58.9K |
|
|
AVNS
4217
DELISTED
Avanos Medical
AVNS
| $320K | ﹤0.01% |
16,075
+941
| +6% | +$18.3K |
|
|
JCTC
4218
Jewett-Cameron Trading
JCTC
$9.86M
| $320K | ﹤0.01% |
65,900
+21,334
| +48% | +$113K |
|
4219
SSR Mining
SSRM
$5.54B
| $319K | ﹤0.01% |
70,635
+5,858
| +9% | +$30K |
|
4220
NewtekOne
NEWT
$423M
| $318K | ﹤0.01% |
25,288
-2,941
| -10% | -$36.2K |
|
4221
Lennar Class B
LEN.B
$19.7B
| $318K | ﹤0.01% |
2,399
+291
| +14% | +$39.9K |
|
4222
First Trust Switzerland AlphaDEX Fund
FSZ
$37.1M
| $318K | ﹤0.01% |
4,925
-572
| -10% | -$36.4K |
|
4223
NGL Energy Partners
NGL
$2.01B
| $317K | ﹤0.01% |
62,740
+24,844
| +66% | +$141K |
|
4224
Clean Energy Fuels
CLNE
$425M
| $317K | ﹤0.01% |
118,795
+237
| +0.2% | +$611 |
|
4225
Apogee Enterprises
APOG
$832M
| $317K | ﹤0.01% |
5,044
-3,959
| -44% | -$246K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.