LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
Top Sells
Sector Composition
| 1 | Technology | 5.97% |
| 2 | Healthcare | 2.96% |
| 3 | Financials | 2.92% |
| 4 | Consumer Discretionary | 2.41% |
| 5 | Industrials | 2.21% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
4201
Heritage Commerce
HTBK
$628M
| $85K | ﹤0.01% |
10,200
-252
| -2% | -$2.1K |
|
4202
Diana Shipping
DSX
$193M
| $84.7K | ﹤0.01% |
27,214
-571
| -2% | -$1.78K |
|
|
PLM
4203
DELISTED
PolyMet Mining Corp.
PLM
| $84.2K | ﹤0.01% |
39,183
+4,723
| +14% | +$10.2K |
|
4204
First Foundation Inc
FFWM
$502M
| $84K | ﹤0.01% |
11,281
-5,269
| -32% | -$39.3K |
|
|
GCV
4205
Gabelli Convertible and Income Securities Fund
GCV
$80.9M
| $83.6K | ﹤0.01% |
18,825
-1,201
| -6% | -$5.33K |
|
4206
CorMedix
CRMD
$926M
| $82.8K | ﹤0.01% |
20,000
| – | – |
|
4207
Ponce Financial Group
PDLB
$339M
| $82.7K | ﹤0.01% |
10,535
| – | – |
|
4208
Vuzix
VUZI
$188M
| $82.5K | ﹤0.01% |
19,937
| – | – |
|
|
GRTX
4209
DELISTED
Galera Therapeutics, Inc. Common Stock
GRTX
| $82.5K | ﹤0.01% |
+32,235
| New | +$82.5K |
|
4210
Amneal Pharmaceuticals
AMRX
$3.02B
| $81.2K | ﹤0.01% |
58,382
+2,635
| +5% | +$3.66K |
|
4211
Helix Energy Solutions
HLX
$933M
| $80.8K | ﹤0.01% |
10,433
-1,000
| -9% | -$7.74K |
|
|
CTIC
4212
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
| $79.9K | ﹤0.01% |
19,024
| – | – |
|
|
INFN
4213
DELISTED
Infinera Corporation Common Stock
INFN
| $79.9K | ﹤0.01% |
+10,291
| New | +$79.9K |
|
|
AMPS
4214
DELISTED
Altus Power, Inc.
AMPS
| $78.5K | ﹤0.01% |
14,326
+2,505
| +21% | +$13.7K |
|
4215
Energy Fuels
UUUU
$2.67B
| $77.8K | ﹤0.01% |
13,943
-2,381
| -15% | -$13.3K |
|
|
CXE
4216
MFS High Income Municipal Trust
CXE
$113M
| $76.9K | ﹤0.01% |
21,061
+3,500
| +20% | +$12.8K |
|
4217
Nano X Imaging
NNOX
$236M
| $76.4K | ﹤0.01% |
+13,237
| New | +$76.4K |
|
|
BITF
4218
Bitfarms
BITF
$713M
| $75.8K | ﹤0.01% |
78,182
+13,409
| +21% | +$13K |
|
4219
ADMA Biologics
ADMA
$4.03B
| $75.8K | ﹤0.01% |
22,893
+1,773
| +8% | +$5.87K |
|
|
XXII
4220
22nd Century Group
XXII
$6.47M
| – | – |
0
| – | -$89.7K |
|
4221
Ring Energy
REI
$207M
| $74.5K | ﹤0.01% |
39,227
+100
| +0.3% | +$190 |
|
4222
Telefonica
TEF
$30.1B
| $74.5K | ﹤0.01% |
17,410
-1,633
| -9% | -$6.99K |
|
|
IMGN
4223
DELISTED
Immunogen Inc
IMGN
| $73.9K | ﹤0.01% |
19,235
+7,829
| +69% | +$30.1K |
|
4224
OraSure Technologies
OSUR
$236M
| $73.4K | ﹤0.01% |
12,133
+756
| +7% | +$4.57K |
|
|
GLV
4225
Clough Global Dividend & Income Fund
GLV
$72.2M
| $73.3K | ﹤0.01% |
12,684
-105
| -0.8% | -$607 |
|