LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4151
Global X MSCI SuperDividend EAFE ETF
EFAS
$52.8M
| $420K | ﹤0.01% |
27,241
+6,847
| +34% | +$103K |
|
4152
AdvisorShares Pure Cannabis ETF
YOLO
$29.7M
| $420K | ﹤0.01% |
128,816
+1,112
| +0.9% | +$3.7K |
|
|
EOD
4153
Allspring Global Dividend Opportunity Fund
EOD
$281M
| $420K | ﹤0.01% |
83,853
+12,709
| +18% | +$62K |
|
4154
Vista Energy
VIST
$7.75B
| $420K | ﹤0.01% |
9,496
+200
| +2% | +$9.39K |
|
4155
Deutsche Bank
DB
$69.8B
| $419K | ﹤0.01% |
24,198
-3,232
| -12% | -$51.9K |
|
4156
Opendoor
OPEN
$3.82B
| $418K | ﹤0.01% |
215,957
-4,573
| -2% | -$9.28K |
|
4157
Progyny
PGNY
$2.49B
| $418K | ﹤0.01% |
24,939
-14,362
| -37% | -$345K |
|
4158
Kura Sushi USA
KRUS
$574M
| $417K | ﹤0.01% |
5,178
+192
| +4% | +$12.2K |
|
4159
Signet Jewelers
SIG
$3.64B
| $417K | ﹤0.01% |
4,043
-143
| -3% | -$12.1K |
|
4160
Sportradar
SRAD
$3.59B
| $416K | ﹤0.01% |
34,376
-2,937
| -8% | -$33.6K |
|
4161
Invesco Pennsylvania Value Municipal Income Trust
VPV
$195M
| $416K | ﹤0.01% |
36,800
-1,736
| -5% | -$19.1K |
|
4162
Vital Farms
VITL
$543M
| $416K | ﹤0.01% |
11,853
+1,965
| +20% | +$69.5K |
|
4163
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$146M
| $416K | ﹤0.01% |
20,278
-4,520
| -18% | -$89.4K |
|
|
VRNA
4164
DELISTED
Verona Pharma
VRNA
| $415K | ﹤0.01% |
14,435
+4,254
| +42% | +$105K |
|
4165
T. Rowe Price Floating Rate ETF
TFLR
$674M
| $415K | ﹤0.01% |
8,037
+1,630
| +25% | +$84.2K |
|
4166
PUT
Dell
DELL
$264B
| $415K | ﹤0.01% |
3,500
+1,500
| +75% | +$175K |
|
|
SOR
4167
Source Capital
SOR
$383M
| $414K | ﹤0.01% |
9,294
-251
| -3% | -$11K |
|
4168
Franklin Municipal Green Bond ETF
FLMB
$74.9M
| $413K | ﹤0.01% |
16,890
-5,408
| -24% | -$131K |
|
4169
Extreme Networks
EXTR
$3.9B
| $412K | ﹤0.01% |
27,415
+3,291
| +14% | +$46.6K |
|
4170
PUT
Walmart Inc
WMT
$882B
| $412K | ﹤0.01% |
5,100
+700
| +16% | +$51.4K |
|
4171
MYR Group
MYRG
$5.24B
| $411K | ﹤0.01% |
4,022
-6,936
| -63% | -$787K |
|
4172
Crescent Capital BDC
CCAP
$409M
| $411K | ﹤0.01% |
22,207
+791
| +4% | +$14.7K |
|
|
CET
4173
Central Securities Corp
CET
$1.6B
| $411K | ﹤0.01% |
8,960
+3,290
| +58% | +$146K |
|
|
JOYY
4174
JOYY Inc
JOYY
$3.68B
| $411K | ﹤0.01% |
11,331
+837
| +8% | +$28.8K |
|
4175
YPF
YPF
$205B
| $411K | ﹤0.01% |
19,355
-94,510
| -83% | -$2.01M |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.