LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$511M |
| 2 |
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$482M |
| 3 |
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$224M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$217M |
Top Sells
| 1 |
SPDR Blackstone Senior Loan ETF
SRLN
|
+$378M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$268M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$240M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$115M |
| 5 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$110M |
Sector Composition
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.71% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
VXRT
4151
DELISTED
Vaxart
VXRT
| $67K | ﹤0.01% |
30,725
-139,400
| -82% | -$304K |
|
4152
Zevra Therapeutics
ZVRA
$468M
| $67K | ﹤0.01% |
10,700
+200
| +2% | +$1.25K |
|
|
AMRS
4153
DELISTED
Amyris Inc.
AMRS
| $67K | ﹤0.01% |
22,843
+2,950
| +15% | +$8.65K |
|
4154
CEL-SCI Corp
CVM
$71.2M
| $66K | ﹤0.01% |
717
-65
| -8% | -$5.98K |
|
4155
Century Aluminum
CENX
$2.03B
| $65K | ﹤0.01% |
12,388
+2,126
| +21% | +$11.2K |
|
4156
Denison Mines
DNN
$2.13B
| $65K | ﹤0.01% |
54,319
-1,060
| -2% | -$1.27K |
|
4157
Ouster
OUST
$1.64B
| $65K | ﹤0.01% |
6,750
+788
| +13% | +$7.59K |
|
|
VTNR
4158
DELISTED
Vertex Energy, Inc
VTNR
| $65K | ﹤0.01% |
10,456
-323
| -3% | -$2.01K |
|
4159
Inseego
INSG
$196M
| $64K | ﹤0.01% |
3,109
-43
| -1% | -$885 |
|
4160
Verrica Pharmaceuticals
VRCA
$47.8M
| $64K | ﹤0.01% |
+2,200
| New | +$64K |
|
4161
Inovio Pharmaceuticals
INO
$153M
| $63K | ﹤0.01% |
3,025
-341
| -10% | -$7.1K |
|
4162
MindMed
MNMD
$714M
| $63K | ﹤0.01% |
17,887
-33,760
| -65% | -$119K |
|
|
XXII
4163
22nd Century Group
XXII
$6.13M
| – | – |
0
| – | -$128K |
|
|
RAD
4164
DELISTED
Rite Aid Corporation
RAD
| $63K | ﹤0.01% |
12,809
+185
| +1% | +$910 |
|
4165
GrafTech
EAF
$229M
| $62K | ﹤0.01% |
1,433
-2
| -0.1% | -$87 |
|
4166
NatWest
NWG
$57.3B
| $61K | ﹤0.01% |
12,180
+1,889
| +18% | +$9.46K |
|
4167
Porch Group
PRCH
$1.99B
| $61K | ﹤0.01% |
27,233
-43
| -0.2% | -$96 |
|
|
DMTK
4168
DELISTED
DermTech, Inc. Common Stock
DMTK
| $61K | ﹤0.01% |
15,351
-1,048
| -6% | -$4.16K |
|
4169
Solid Power
SLDP
$685M
| $60K | ﹤0.01% |
11,487
-5,220
| -31% | -$27.3K |
|
|
CXE
4170
MFS High Income Municipal Trust
CXE
$114M
| $59K | ﹤0.01% |
17,561
| – | – |
|
4171
Evogene
EVGN
$11.1M
| $59K | ﹤0.01% |
7,129
-125
| -2% | -$1.04K |
|
|
FLNT
4172
Fluent
FLNT
$48.5M
| $59K | ﹤0.01% |
7,330
| – | – |
|
4173
Heron Therapeutics
HRTX
$199M
| $59K | ﹤0.01% |
13,950
-1,100
| -7% | -$4.65K |
|
|
NMG
4174
Nouveau Monde Graphite
NMG
$294M
| $59K | ﹤0.01% |
10,900
| – | – |
|
|
JNCE
4175
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
| $59K | ﹤0.01% |
25,115
-600
| -2% | -$1.41K |
|