LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$378M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$252M |
| 3 |
iShares Gold Trust
IAU
|
+$227M |
| 4 |
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
|
+$226M |
| 5 |
WisdomTree Floating Rate Treasury Fund
USFR
|
+$168M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$140M |
| 2 |
iShares ESG Aware MSCI EM ETF
ESGE
|
+$140M |
| 3 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$116M |
| 4 |
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
|
+$109M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$85M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.66% |
| 2 | Healthcare | 3.17% |
| 3 | Financials | 3.02% |
| 4 | Consumer Discretionary | 2.48% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PTRA
4151
DELISTED
Proterra Inc. Common Stock
PTRA
| $89K | ﹤0.01% |
+19,192
| New | +$117K |
|
4152
iQIYI
IQ
$1.19B
| $87K | ﹤0.01% |
20,778
-983
| -5% | -$3.96K |
|
|
JEQ
4153
DELISTED
abrdn Japan Equity Fund
JEQ
| $85K | ﹤0.01% |
+15,260
| New | +$93.8K |
|
|
RAD
4154
DELISTED
Rite Aid Corporation
RAD
| $85K | ﹤0.01% |
12,624
-1,430
| -10% | -$9.46K |
|
4155
Ondas Inc
ONDS
$3.87B
| $84K | ﹤0.01% |
15,629
+2,900
| +23% | +$20.1K |
|
|
AKTX
4156
Akari Therapeutics
AKTX
$14.4M
| $83K | ﹤0.01% |
+104
| New | +$92.2K |
|
4157
Medallion Financial
MFIN
$230M
| $83K | ﹤0.01% |
13,005
| – | – |
|
4158
Aveanna Healthcare
AVAH
$2.12B
| $81K | ﹤0.01% |
+35,801
| New | +$104K |
|
4159
Martin Midstream Partners
MMLP
$93.5M
| $81K | ﹤0.01% |
20,234
-5,059
| -20% | -$22.5K |
|
4160
Sundial Growers
SNDL
$312M
| $81K | ﹤0.01% |
24,946
+2,145
| +9% | +$9.48K |
|
|
PRTK
4161
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
| $81K | ﹤0.01% |
41,950
+9,400
| +29% | +$20.5K |
|
|
AFMD
4162
DELISTED
Affimed
AFMD
| $80K | ﹤0.01% |
2,898
-125
| -4% | -$4.28K |
|
4163
Hudbay
HBM
$9.76B
| $80K | ﹤0.01% |
19,520
+4,450
| +30% | +$26.6K |
|
|
PLM
4164
DELISTED
PolyMet Mining Corp.
PLM
| $80K | ﹤0.01% |
29,184
+1,356
| +5% | +$4.18K |
|
4165
Eldorado Gold
EGO
$8.33B
| $79K | ﹤0.01% |
12,286
+2,008
| +20% | +$18.3K |
|
4166
Nektar Therapeutics
NKTR
$2.39B
| $79K | ﹤0.01% |
1,388
-743
| -35% | -$46.9K |
|
4167
Pitney Bowes
PBI
$2.39B
| $79K | ﹤0.01% |
21,878
-47,395
| -68% | -$216K |
|
4168
Transportadora de Gas del Sur
TGS
$4.48B
| $79K | ﹤0.01% |
+15,458
| New | +$97.9K |
|
|
GOEV
4169
DELISTED
Canoo Inc. Class A Common Stock
GOEV
| $79K | ﹤0.01% |
93
-14
| -13% | -$24.6K |
|
4170
Full House Resorts
FLL
$83.4M
| $78K | ﹤0.01% |
12,851
+2,770
| +27% | +$21.3K |
|
|
JNCE
4171
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
| $78K | ﹤0.01% |
25,715
-13,997
| -35% | -$68.1K |
|
|
WEBR
4172
DELISTED
Weber Inc.
WEBR
| $78K | ﹤0.01% |
+10,884
| New | +$91.1K |
|
4173
Galectin Therapeutics
GALT
$230M
| $77K | ﹤0.01% |
58,534
| – | – |
|
|
GAN
4174
DELISTED
GAN Ltd
GAN
| $77K | ﹤0.01% |
26,131
-2,301
| -8% | -$8.52K |
|
|
TCS
4175
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $77K | ﹤0.01% |
828
-17
| -2% | -$1.93K |
|
Similar funds
LPL Financial's Q2 2022 Portfolio in Review
As of Q2 2022, LPL Financial held 4,602 positions worth $105B, down 9.5% from $116B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $5.93B of net new capital in Q2 2022, opening 421 new positions and adding to 2,316 existing holdings. Its largest new stake was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.3% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $140M trimmed.
- LPL Financial's largest Q2 2022 buy was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
- LPL Financial added most to State Street Health Care Select Sector SPDR ETF in Q2 2022, an estimated $252M increase.
- LPL Financial's biggest Q2 2022 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $140M.
- LPL Financial fully exited MGM Growth Properties LLC Class A common shares representing limited liability company interests in Q2 2022, selling an estimated $4.43M.
- LPL Financial's ten largest holdings make up 18% of its $105B portfolio in Q2 2022.
- LPL Financial opened 421 new positions and closed 184 in Q2 2022.
- LPL Financial's portfolio value fell 9.5% quarter-over-quarter to $105B.
Based on LPL Financial's 13F filing for Q2 2022, filed 12 Aug 2022.