LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$570M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$501M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$239M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$236M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$392M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$284M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$266M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$130M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$115M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.7% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HIMX
4126
Himax Technologies
HIMX
$2.19B
| $92K | ﹤0.01% |
19,093
+3,670
| +24% | +$23.4K |
|
4127
El Pollo Loco
LOCO
$501M
| $91K | ﹤0.01% |
10,244
| – | – |
|
4128
Medallion Financial
MFIN
$229M
| $91K | ﹤0.01% |
13,005
| – | – |
|
4129
Wrap Technologies
WRAP
$103M
| $91K | ﹤0.01% |
52,950
-5,900
| -10% | -$11.3K |
|
4130
Diana Shipping
DSX
$302M
| $90K | ﹤0.01% |
31,382
+181
| +0.6% | +$720 |
|
4131
Lindblad Expeditions
LIND
$1.94B
| $90K | ﹤0.01% |
13,361
| – | – |
|
4132
Rackspace Technology
RXT
$1.05B
| $90K | ﹤0.01% |
22,137
-4,456
| -17% | -$25.9K |
|
4133
Wheels Up
UP
$208M
| $90K | ﹤0.01% |
390
+22
| +6% | +$8.82K |
|
|
MOMO
4134
Hello Group
MOMO
$885M
| $89K | ﹤0.01% |
+19,219
| New | +$92K |
|
4135
Vipshop
VIPS
$7.37B
| $89K | ﹤0.01% |
10,619
-2,806
| -21% | -$27.9K |
|
|
WEBR
4136
DELISTED
Weber Inc.
WEBR
| $89K | ﹤0.01% |
13,488
+2,604
| +24% | +$19K |
|
|
WBX
4137
Wallbox
WBX
$77.9M
| $88K | ﹤0.01% |
560
+8
| +1% | +$1.43K |
|
|
FTCH
4138
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $88K | ﹤0.01% |
+11,760
| New | +$104K |
|
4139
Bit Digital
BTBT
$463M
| $87K | ﹤0.01% |
72,308
-19,586
| -21% | -$29.9K |
|
|
ADAM
4140
Adamas Trust
ADAM
$815M
| $86K | ﹤0.01% |
9,235
+106
| +1% | +$1.2K |
|
4141
GraniteShares Platinum Shares
PLTM
$179M
| $86K | ﹤0.01% |
10,151
-1,952
| -16% | -$16.9K |
|
4142
Archrock
AROC
$6.27B
| $85K | ﹤0.01% |
+13,233
| New | +$101K |
|
4143
Deutsche Bank
DB
$69B
| $85K | ﹤0.01% |
11,495
| – | – |
|
4144
Diamondrock Hospitality Co
DRH
$2.71B
| $85K | ﹤0.01% |
+11,330
| New | +$99.8K |
|
|
INN
4145
Summit Hotel Properties
INN
$746M
| $85K | ﹤0.01% |
+12,582
| New | +$98.3K |
|
|
LL
4146
DELISTED
LL Flooring Holdings, Inc.
LL
| $85K | ﹤0.01% |
12,242
-734
| -6% | -$6.59K |
|
4147
CorMedix
CRMD
$591M
| $83K | ﹤0.01% |
29,303
+16,980
| +138% | +$70.6K |
|
4148
Ondas Inc
ONDS
$4.27B
| $83K | ﹤0.01% |
22,329
+6,700
| +43% | +$31.5K |
|
|
RDFN
4149
DELISTED
Redfin
RDFN
| $83K | ﹤0.01% |
14,200
-3,229
| -19% | -$28.7K |
|
|
VRN
4150
DELISTED
Veren
VRN
| $83K | ﹤0.01% |
13,426
-168,155
| -93% | -$1.2M |
|
Similar funds
LPL Financial's Q3 2022 Portfolio in Review
As of Q3 2022, LPL Financial held 4,600 positions worth $104B, down 1.5% from $105B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $4.57B of net new capital in Q3 2022, opening 186 new positions and adding to 2,380 existing holdings. Its largest new stake was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Blackstone Senior Loan ETF, an estimated $392M trimmed.
- LPL Financial's largest Q3 2022 buy was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q3 2022, an estimated $570M increase.
- LPL Financial's biggest Q3 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $392M.
- LPL Financial fully exited Global X MSCI China Consumer Staples ETF in Q3 2022, selling an estimated $8.9M.
- LPL Financial's ten largest holdings make up 18% of its $104B portfolio in Q3 2022.
- LPL Financial opened 186 new positions and closed 183 in Q3 2022.
- LPL Financial's portfolio value fell 1.5% quarter-over-quarter to $104B.
Based on LPL Financial's 13F filing for Q3 2022, filed 14 Nov 2022.