LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4101
IMAX
IMAX
$2.73B
| $444K | ﹤0.01% |
21,658
-1,677
| -7% | -$33K |
|
4102
CALL
Costco
COST
$422B
| $443K | ﹤0.01% |
500
-1,000
| -67% | -$868K |
|
|
ETWO
4103
DELISTED
E2open Parent Holdings
ETWO
| $443K | ﹤0.01% |
100,503
-431
| -0.4% | -$1.89K |
|
|
CCC
4104
CCC Intelligent Solutions
CCC
$3.63B
| $443K | ﹤0.01% |
40,103
+4,784
| +14% | +$51.6K |
|
4105
CALL
Eli Lilly
LLY
$996B
| $443K | ﹤0.01% |
500
-300
| -38% | -$270K |
|
4106
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$60.3M
| $443K | ﹤0.01% |
+11,442
| New | +$429K |
|
4107
Innovator Emerging Markets Power Buffer ETF April
EAPR
$97.4M
| $442K | ﹤0.01% |
16,387
+4,671
| +40% | +$122K |
|
4108
Oscar Health
OSCR
$9.26B
| $442K | ﹤0.01% |
20,853
-44,223
| -68% | -$797K |
|
4109
Belden
BDC
$4.86B
| $442K | ﹤0.01% |
3,774
+710
| +23% | +$71.2K |
|
4110
Surgery Partners
SGRY
$2.09B
| $441K | ﹤0.01% |
+13,687
| New | +$404K |
|
4111
West Fraser Timber
WFG
$5.05B
| $441K | ﹤0.01% |
4,531
+1,602
| +55% | +$137K |
|
4112
United States Gasoline Fund
UGA
$125M
| $441K | ﹤0.01% |
7,549
-6,621
| -47% | -$420K |
|
4113
Universal Insurance Holdings
UVE
$1.23B
| $441K | ﹤0.01% |
19,900
-4,570
| -19% | -$92.2K |
|
4114
TriplePoint Venture Growth BDC
TPVG
$188M
| $441K | ﹤0.01% |
62,449
-43,970
| -41% | -$343K |
|
4115
Aegon
AEG
$14B
| $441K | ﹤0.01% |
68,961
-8,292
| -11% | -$51.3K |
|
4116
Stepan Co
SCL
$1.43B
| $440K | ﹤0.01% |
5,702
+657
| +13% | +$52.1K |
|
4117
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$788M
| $440K | ﹤0.01% |
13,642
-69,446
| -84% | -$2.15M |
|
4118
Woori Financial
WF
$16.9B
| $439K | ﹤0.01% |
12,291
+3,097
| +34% | +$107K |
|
4119
iShares MSCI Malaysia ETF
EWM
$324M
| $438K | ﹤0.01% |
+16,175
| New | +$398K |
|
4120
Televisa
TV
$1.46B
| $437K | ﹤0.01% |
170,815
-3,808
| -2% | -$8.34K |
|
4121
Innovator US Equity Ultra Buffer ETF November
UNOV
$109M
| $435K | ﹤0.01% |
12,842
+3,694
| +40% | +$124K |
|
4122
Kinetik
KNTK
$3.67B
| $435K | ﹤0.01% |
+9,603
| New | +$415K |
|
4123
ClearPoint Neuro
CLPT
$459M
| $432K | ﹤0.01% |
38,500
-1,000
| -3% | -$9.58K |
|
4124
Euroseas
ESEA
$556M
| $431K | ﹤0.01% |
10,853
+83
| +0.8% | +$2.85K |
|
4125
PUT
Navitas Semiconductor
NVTS
$3.03B
| $431K | ﹤0.01% |
+176,000
| New | +$572K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.