LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$378M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$252M |
| 3 |
iShares Gold Trust
IAU
|
+$227M |
| 4 |
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
|
+$226M |
| 5 |
WisdomTree Floating Rate Treasury Fund
USFR
|
+$168M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$140M |
| 2 |
iShares ESG Aware MSCI EM ETF
ESGE
|
+$140M |
| 3 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$116M |
| 4 |
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
|
+$109M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$85M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.66% |
| 2 | Healthcare | 3.17% |
| 3 | Financials | 3.02% |
| 4 | Consumer Discretionary | 2.48% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4076
Navitas Semiconductor
NVTS
$2.87B
| $123K | ﹤0.01% |
+31,800
| New | +$220K |
|
4077
Ring Energy
REI
$315M
| $123K | ﹤0.01% |
46,127
+11,400
| +33% | +$47.2K |
|
4078
SunCoke Energy
SXC
$717M
| $123K | ﹤0.01% |
+18,083
| New | +$146K |
|
4079
Genworth Financial
GNW
$3.81B
| $122K | ﹤0.01% |
34,489
-9,097
| -21% | -$34.8K |
|
4080
PagSeguro Digital
PAGS
$2.75B
| $122K | ﹤0.01% |
+11,892
| New | +$170K |
|
4081
Sweetgreen
SG
$778M
| $122K | ﹤0.01% |
+10,482
| New | +$221K |
|
|
TEF
4082
DELISTED
Telefonica
TEF
| $122K | ﹤0.01% |
23,753
-8,047
| -25% | -$39.3K |
|
4083
TG Therapeutics
TGTX
$8.19B
| $122K | ﹤0.01% |
28,640
-1,286
| -4% | -$8.03K |
|
|
LL
4084
DELISTED
LL Flooring Holdings, Inc.
LL
| $122K | ﹤0.01% |
12,976
-1,250
| -9% | -$15.3K |
|
4085
Telefônica Brasil
VIV
$20.6B
| $121K | ﹤0.01% |
13,354
+1,093
| +9% | +$11.2K |
|
4086
Bit Digital
BTBT
$502M
| $120K | ﹤0.01% |
91,894
-10,444
| -10% | -$20.7K |
|
|
CMPS
4087
Compass Pathways
CMPS
$1.56B
| $120K | ﹤0.01% |
11,055
+782
| +8% | +$7.89K |
|
|
SBDS
4088
DELISTED
Solo Brands Inc
SBDS
| $120K | ﹤0.01% |
+739
| New | +$162K |
|
4089
Amneal Pharmaceuticals
AMRX
$5.91B
| $119K | ﹤0.01% |
37,335
+1,358
| +4% | +$4.92K |
|
4090
Diana Shipping
DSX
$286M
| $119K | ﹤0.01% |
31,201
+901
| +3% | +$3.8K |
|
|
PRVB
4091
DELISTED
Provention Bio, Inc. Common Stock
PRVB
| $119K | ﹤0.01% |
29,862
-1,567
| -5% | -$7.43K |
|
|
CMAX
4092
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
| $118K | ﹤0.01% |
+1,083
| New | +$186K |
|
4093
Brookdale Senior Living
BKD
$3.49B
| $117K | ﹤0.01% |
25,712
+1,000
| +4% | +$5.91K |
|
|
EDD
4094
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
| $117K | ﹤0.01% |
26,079
+5,184
| +25% | +$23.9K |
|
4095
GrowGeneration
GRWG
$87.1M
| $117K | ﹤0.01% |
32,654
+5,913
| +22% | +$33.7K |
|
|
CTT
4096
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
| $116K | ﹤0.01% |
11,546
-25,449
| -69% | -$233K |
|
|
AZUL
4097
DELISTED
Azul
AZUL
| $115K | ﹤0.01% |
16,211
-10,030
| -38% | -$121K |
|
|
HIMX
4098
Himax Technologies
HIMX
$2.19B
| $115K | ﹤0.01% |
15,423
-3,103
| -17% | -$28.6K |
|
4099
Viking Therapeutics
VKTX
$3.84B
| $115K | ﹤0.01% |
39,693
+13,542
| +52% | +$33.5K |
|
|
RJA
4100
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
| $115K | ﹤0.01% |
12,338
+838
| +7% | +$8.71K |
|
Similar funds
LPL Financial's Q2 2022 Portfolio in Review
As of Q2 2022, LPL Financial held 4,602 positions worth $105B, down 9.5% from $116B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $5.93B of net new capital in Q2 2022, opening 421 new positions and adding to 2,316 existing holdings. Its largest new stake was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.3% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $140M trimmed.
- LPL Financial's largest Q2 2022 buy was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
- LPL Financial added most to State Street Health Care Select Sector SPDR ETF in Q2 2022, an estimated $252M increase.
- LPL Financial's biggest Q2 2022 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $140M.
- LPL Financial fully exited MGM Growth Properties LLC Class A common shares representing limited liability company interests in Q2 2022, selling an estimated $4.43M.
- LPL Financial's ten largest holdings make up 18% of its $105B portfolio in Q2 2022.
- LPL Financial opened 421 new positions and closed 184 in Q2 2022.
- LPL Financial's portfolio value fell 9.5% quarter-over-quarter to $105B.
Based on LPL Financial's 13F filing for Q2 2022, filed 12 Aug 2022.