LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$378M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$252M |
| 3 |
iShares Gold Trust
IAU
|
+$227M |
| 4 |
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
|
+$226M |
| 5 |
WisdomTree Floating Rate Treasury Fund
USFR
|
+$168M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$140M |
| 2 |
iShares ESG Aware MSCI EM ETF
ESGE
|
+$140M |
| 3 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$116M |
| 4 |
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
|
+$109M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$85M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.66% |
| 2 | Healthcare | 3.17% |
| 3 | Financials | 3.02% |
| 4 | Consumer Discretionary | 2.48% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4001
CI&T Inc
CINT
$414M
| $168K | ﹤0.01% |
+16,611
| New | +$232K |
|
|
HUT
4002
Hut 8
HUT
$12.2B
| $168K | ﹤0.01% |
+25,219
| New | +$377K |
|
|
PGZ
4003
Principal Real Estate Income Fund
PGZ
$68M
| $168K | ﹤0.01% |
12,990
-66
| -0.5% | -$912 |
|
|
NTBL
4004
DELISTED
Notable Labs, Ltd. Ordinary Shares
NTBL
| $167K | ﹤0.01% |
2,969
-200
| -6% | -$10.9K |
|
4005
Koss Corp
KOSS
$34.8M
| $166K | ﹤0.01% |
23,852
+7,280
| +44% | +$50.5K |
|
|
CS
4006
DELISTED
Credit Suisse Group
CS
| $166K | ﹤0.01% |
29,326
-3,186
| -10% | -$21.6K |
|
4007
The GEO Group
GEO
$4.1B
| $162K | ﹤0.01% |
24,567
-4,365
| -15% | -$29K |
|
|
CPRX
4008
DELISTED
Catalyst Pharmaceutical
CPRX
| $161K | ﹤0.01% |
22,976
+4,210
| +22% | +$30.9K |
|
4009
Duluth Holdings
DLTH
$154M
| $161K | ﹤0.01% |
16,835
-430
| -2% | -$5K |
|
4010
Invesco High Income Trust II
VLT
$65M
| $161K | ﹤0.01% |
15,409
+916
| +6% | +$10.3K |
|
|
INSI
4011
DELISTED
Insight Select Income Fund
INSI
| $161K | ﹤0.01% |
10,022
-4,902
| -33% | -$81.6K |
|
4012
DHT Holdings
DHT
$2.99B
| $160K | ﹤0.01% |
26,030
+1,350
| +5% | +$7.93K |
|
4013
Geron
GERN
$860M
| $158K | ﹤0.01% |
102,117
-57,605
| -36% | -$81.4K |
|
|
HA
4014
DELISTED
Hawaiian Holdings, Inc.
HA
| $158K | ﹤0.01% |
11,057
-2,279
| -17% | -$38.1K |
|
|
IHD
4015
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$127M
| $157K | ﹤0.01% |
+27,228
| New | +$165K |
|
4016
Douglas Elliman
DOUG
$155M
| $156K | ﹤0.01% |
+34,165
| New | +$189K |
|
|
PLYA
4017
DELISTED
Playa Hotels & Resorts
PLYA
| $156K | ﹤0.01% |
+22,777
| New | +$189K |
|
|
STKL
4018
DELISTED
SunOpta
STKL
| $156K | ﹤0.01% |
20,035
-1,048
| -5% | -$6.9K |
|
|
LUXE
4019
LuxExperience B.V.
LUXE
$1.1B
| $155K | ﹤0.01% |
15,697
-1,373
| -8% | -$15.5K |
|
4020
Genesis Energy
GEL
$1.87B
| $154K | ﹤0.01% |
19,235
-11,493
| -37% | -$130K |
|
4021
Invesco S&P Emerging Markets Momentum ETF
EEMO
$22.9M
| $152K | ﹤0.01% |
10,798
-4,999
| -32% | -$78.7K |
|
|
PCM
4022
PCM Fund
PCM
$68.9M
| $152K | ﹤0.01% |
16,424
-3,089
| -16% | -$31K |
|
|
CBAY
4023
DELISTED
Cymabay Therapeutics
CBAY
| $151K | ﹤0.01% |
51,027
+1,155
| +2% | +$2.76K |
|
|
GRFS
4024
Grifois
GRFS
$5.58B
| $150K | ﹤0.01% |
+12,586
| New | +$150K |
|
4025
Kodak
KODK
$819M
| $149K | ﹤0.01% |
32,123
-13,921
| -30% | -$72.6K |
|
Similar funds
LPL Financial's Q2 2022 Portfolio in Review
As of Q2 2022, LPL Financial held 4,602 positions worth $105B, down 9.5% from $116B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $5.93B of net new capital in Q2 2022, opening 421 new positions and adding to 2,316 existing holdings. Its largest new stake was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.3% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $140M trimmed.
- LPL Financial's largest Q2 2022 buy was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
- LPL Financial added most to State Street Health Care Select Sector SPDR ETF in Q2 2022, an estimated $252M increase.
- LPL Financial's biggest Q2 2022 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $140M.
- LPL Financial fully exited MGM Growth Properties LLC Class A common shares representing limited liability company interests in Q2 2022, selling an estimated $4.43M.
- LPL Financial's ten largest holdings make up 18% of its $105B portfolio in Q2 2022.
- LPL Financial opened 421 new positions and closed 184 in Q2 2022.
- LPL Financial's portfolio value fell 9.5% quarter-over-quarter to $105B.
Based on LPL Financial's 13F filing for Q2 2022, filed 12 Aug 2022.