LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDS.B
376
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $7.74M | 0.04% |
137,248
-14,879
| -10% | -$921K |
|
377
Phillips 66
PSX
$82.9B
| $7.69M | 0.04% |
94,256
-3,416
| -3% | -$271K |
|
378
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
| $7.63M | 0.04% |
257,412
-50,593
| -16% | -$1.57M |
|
379
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $7.61M | 0.04% |
788,473
-130,522
| -14% | -$1.3M |
|
380
Mondelez International
MDLZ
$77.7B
| $7.6M | 0.04% |
184,239
+3,065
| +2% | +$120K |
|
381
iShares Global Healthcare ETF
IXJ
$4.11B
| $7.6M | 0.04% |
139,716
+28,366
| +25% | +$1.56M |
|
382
Halliburton
HAL
$27.9B
| $7.59M | 0.04% |
186,413
-18,955
| -9% | -$873K |
|
383
Deere & Co
DE
$170B
| $7.54M | 0.04% |
78,941
-2,267
| -3% | -$206K |
|
384
Colgate-Palmolive
CL
$72.6B
| $7.54M | 0.04% |
114,299
-4,815
| -4% | -$327K |
|
385
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
| $7.52M | 0.04% |
132,110
+26,142
| +25% | +$1.53M |
|
386
US Bancorp
USB
$99.6B
| $7.5M | 0.04% |
171,999
-8,230
| -5% | -$360K |
|
387
Thermo Fisher Scientific
TMO
$211B
| $7.44M | 0.04% |
57,071
-1,324
| -2% | -$173K |
|
388
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $7.37M | 0.04% |
275,609
+95,993
| +53% | +$2.73M |
|
389
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
| $7.28M | 0.04% |
172,665
-10,672
| -6% | -$489K |
|
390
Teva Pharmaceuticals
TEVA
$35.9B
| $7.27M | 0.04% |
118,048
-23,158
| -16% | -$1.43M |
|
391
iShares S&P 100 ETF
OEF
$19.8B
| $7.25M | 0.04% |
79,524
+2,034
| +3% | +$188K |
|
392
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
| $7.21M | 0.04% |
179,650
+23,035
| +15% | +$951K |
|
393
Calamos Strategic Total Return Fund
CSQ
$3.21B
| $7.2M | 0.04% |
657,703
-872
| -0.1% | -$9.92K |
|
394
iShares Morningstar Growth ETF
ILCG
$3.1B
| $7.2M | 0.04% |
301,845
-15,115
| -5% | -$363K |
|
|
SCHV
395
Schwab US Large-Cap Value ETF
SCHV
$15.8B
| $7.17M | 0.04% |
498,348
+118,965
| +31% | +$1.75M |
|
396
Unilever
UL
$131B
| $7.15M | 0.04% |
149,492
+27,424
| +22% | +$1.36M |
|
|
HQH
397
abrdn Healthcare Investors
HQH
$1.23B
| $7.15M | 0.04% |
202,913
-13,543
| -6% | -$470K |
|
|
VER
398
DELISTED
VEREIT, Inc.
VER
| $7.07M | 0.04% |
170,007
+6,260
| +4% | +$282K |
|
|
STI
399
DELISTED
SunTrust Banks, Inc.
STI
| $7.04M | 0.04% |
161,782
-6,406
| -4% | -$272K |
|
|
PCP
400
DELISTED
PRECISION CASTPARTS CORP
PCP
| $6.99M | 0.04% |
35,770
-2,373
| -6% | -$498K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.