LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
iShares US Pharmaceuticals ETF
IHE
$1.46B
| $6.68M | 0.04% |
148,446
-18,732
| -11% | -$806K |
|
377
Norfolk Southern
NSC
$75.4B
| $6.55M | 0.04% |
63,537
+8,081
| +15% | +$793K |
|
378
iShares Morningstar Growth ETF
ILCG
$3.11B
| $6.49M | 0.04% |
304,180
-27,015
| -8% | -$551K |
|
|
ESV
379
DELISTED
Ensco Rowan plc
ESV
| $6.48M | 0.04% |
29,143
+18,821
| +182% | +$3.9M |
|
|
DSL
380
DoubleLine Income Solutions Fund
DSL
$1.22B
| $6.47M | 0.04% |
287,969
+46,937
| +19% | +$1.04M |
|
|
SDRL
381
DELISTED
Seadrill Limited Common Stock
SDRL
| $6.42M | 0.04% |
600
+140
| +30% | +$1.37M |
|
382
Cummins
CMI
$87.5B
| $6.42M | 0.04% |
41,587
-69
| -0.2% | -$10.4K |
|
383
NOV
NOV
$6.93B
| $6.41M | 0.04% |
77,856
-4,947
| -6% | -$368K |
|
384
WisdomTree International AI Enhanced Value Fund
AIVI
$61.7M
| $6.33M | 0.04% |
124,929
-9,394
| -7% | -$474K |
|
385
Royce Value Trust
RVT
$2.21B
| $6.33M | 0.04% |
395,608
-5,557
| -1% | -$86.6K |
|
|
HIX
386
Western Asset High Income Fund II
HIX
$349M
| $6.33M | 0.04% |
670,697
+33,556
| +5% | +$316K |
|
387
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
| $6.32M | 0.04% |
148,548
+9,942
| +7% | +$409K |
|
388
EOG Resources
EOG
$79.2B
| $6.32M | 0.04% |
54,036
+10,154
| +23% | +$1.07M |
|
389
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
| $6.31M | 0.04% |
85,326
-803
| -0.9% | -$57.8K |
|
390
Thermo Fisher Scientific
TMO
$213B
| $6.28M | 0.04% |
53,233
-576
| -1% | -$67.8K |
|
391
ProShares UltraShort S&P500
SDS
$415M
| $6.26M | 0.04% |
2,462
+215
| +10% | +$587K |
|
392
Consolidated Edison
ED
$40.1B
| $6.25M | 0.04% |
108,328
+13,502
| +14% | +$754K |
|
393
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.68B
| $6.21M | 0.04% |
99,116
+91,075
| +1,133% | +$5.58M |
|
394
Nike
NKE
$61.9B
| $6.2M | 0.04% |
159,830
-2,100
| -1% | -$78.1K |
|
|
BSCE
395
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
| $6.19M | 0.04% |
293,092
-25,407
| -8% | -$537K |
|
396
TJX Companies
TJX
$174B
| $6.13M | 0.04% |
230,556
+6,906
| +3% | +$197K |
|
397
Vodafone
VOD
$36.3B
| $6.07M | 0.04% |
181,867
+41,697
| +30% | +$1.48M |
|
398
Vanguard Industrials ETF
VIS
$8.1B
| $6.06M | 0.04% |
58,128
+663
| +1% | +$67.8K |
|
399
Illumina
ILMN
$31B
| $6.06M | 0.04% |
34,873
+16,464
| +89% | +$2.46M |
|
|
GGN
400
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
| $6.06M | 0.04% |
551,544
-17,416
| -3% | -$181K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.