LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3926
Lattice Semiconductor
LSCC
$18B
| $540K | ﹤0.01% |
10,179
-3,560
| -26% | -$182K |
|
3927
Humacyte Inc Warrant
HUMAW
$1.27M
| $540K | ﹤0.01% |
300,599
| – | – |
|
3928
First Financial Bankshares
FFIN
$5.08B
| $539K | ﹤0.01% |
14,568
-49,145
| -77% | -$1.73M |
|
3929
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$84.5M
| $539K | ﹤0.01% |
43,099
-3,937
| -8% | -$49.3K |
|
3930
Hyster-Yale Materials Handling
HY
$628M
| $539K | ﹤0.01% |
8,448
+42
| +0.5% | +$2.74K |
|
3931
S&T Bancorp
STBA
$1.85B
| $538K | ﹤0.01% |
12,830
-500
| -4% | -$20.3K |
|
3932
Mitek Systems
MITK
$767M
| $538K | ﹤0.01% |
62,055
-9,657
| -13% | -$97.8K |
|
|
PLL
3933
DELISTED
Piedmont Lithium
PLL
| $538K | ﹤0.01% |
60,226
-9,471
| -14% | -$85.6K |
|
3934
Mach Natural Resources
MNR
$2.26B
| $537K | ﹤0.01% |
33,566
+11,741
| +54% | +$218K |
|
3935
Sprott Junior Uranium Miners ETF
URNJ
$327M
| $537K | ﹤0.01% |
24,333
+7,658
| +46% | +$160K |
|
3936
Franklin FTSE Canada ETF
FLCA
$808M
| $537K | ﹤0.01% |
14,262
-1,499
| -10% | -$53.2K |
|
|
GRFS
3937
Grifois
GRFS
$5.35B
| $536K | ﹤0.01% |
60,331
+15,483
| +35% | +$126K |
|
|
EVBN
3938
DELISTED
Evans Bancorp Inc
EVBN
| $535K | ﹤0.01% |
13,726
| – | – |
|
3939
Sturm, Ruger & Co
RGR
$616M
| $533K | ﹤0.01% |
12,800
+833
| +7% | +$35.1K |
|
3940
Tilray
TLRY
$632M
| $533K | ﹤0.01% |
30,312
-9,140
| -23% | -$165K |
|
3941
JFrog
FROG
$9.98B
| $533K | ﹤0.01% |
18,369
+3,218
| +21% | +$101K |
|
3942
Park Hotels & Resorts
PK
$3.04B
| $533K | ﹤0.01% |
37,832
-30,827
| -45% | -$449K |
|
3943
Bain Capital Specialty
BCSF
$824M
| $533K | ﹤0.01% |
32,106
+3,661
| +13% | +$60.7K |
|
3944
PUT
iShares S&P 500 Value ETF
IVE
$49.3B
| $532K | ﹤0.01% |
+2,700
| New | +$513K |
|
3945
Insperity
NSP
$2.05B
| $530K | ﹤0.01% |
6,019
+483
| +9% | +$44.7K |
|
|
FM
3946
DELISTED
iShares Frontier and Select EM ETF
FM
| $529K | ﹤0.01% |
19,227
+47
| +0.2% | +$1.3K |
|
3947
DXC Technology
DXC
$1.78B
| $529K | ﹤0.01% |
25,503
-2,128
| -8% | -$42.4K |
|
3948
Worthington Steel
WS
$1.86B
| $529K | ﹤0.01% |
15,554
+653
| +4% | +$22.4K |
|
|
EBTC
3949
DELISTED
Enterprise Bancorp
EBTC
| $529K | ﹤0.01% |
16,551
+284
| +2% | +$8.14K |
|
3950
CoreCivic
CXW
$3B
| $528K | ﹤0.01% |
41,764
-13,161
| -24% | -$175K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.