LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$757M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$687M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$513M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$300M |
| 5 |
iShares Core Universal USD Bond ETF
IUSB
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$521M |
| 2 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$436M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$391M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$373M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$216M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.35% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 2.91% |
| 4 | Healthcare | 2.88% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CMPS
3926
Compass Pathways
CMPS
$1.5B
| $132K | ﹤0.01% |
10,273
-322
| -3% | -$4.8K |
|
3927
Diana Shipping
DSX
$306M
| $131K | ﹤0.01% |
30,300
+13,675
| +82% | +$47.9K |
|
|
GCV
3928
Gabelli Convertible and Income Securities Fund
GCV
$91.1M
| $131K | ﹤0.01% |
21,422
-1,291
| -6% | -$7.97K |
|
|
ENDP
3929
DELISTED
Endo International plc
ENDP
| $130K | ﹤0.01% |
56,117
+4,527
| +9% | +$13.3K |
|
3930
B2Gold
BTG
$5.02B
| $128K | ﹤0.01% |
27,871
-2,867
| -9% | -$11.5K |
|
|
GLO
3931
Clough Global Opportunities Fund
GLO
$250M
| $127K | ﹤0.01% |
13,500
-3,057
| -18% | -$29.7K |
|
3932
Inseego
INSG
$116M
| $127K | ﹤0.01% |
3,138
-1,163
| -27% | -$53.2K |
|
3933
CarParts.com
PRTS
$44.1M
| $127K | ﹤0.01% |
1,900
-500
| -21% | -$43.1K |
|
|
QTNT
3934
DELISTED
Quotient Limited Ordinary Shares
QTNT
| $126K | ﹤0.01% |
2,616
-23
| -0.9% | -$1.37K |
|
|
PCK
3935
DELISTED
Pimco California Municipal Income Fund II
PCK
| $125K | ﹤0.01% |
16,466
+2,667
| +19% | +$22.3K |
|
|
RAD
3936
DELISTED
Rite Aid Corporation
RAD
| $123K | ﹤0.01% |
14,054
-461
| -3% | -$4.83K |
|
3937
CoreCivic
CXW
$3.02B
| $122K | ﹤0.01% |
10,920
-1,961
| -15% | -$19.2K |
|
|
MHF
3938
Western Asset Municipal High Income Fund
MHF
$152M
| $122K | ﹤0.01% |
17,395
+2,400
| +16% | +$17.6K |
|
3939
Curis
CRIS
$10.1M
| $121K | ﹤0.01% |
127
-65
| -34% | -$83K |
|
|
NNDM
3940
Nano Dimension
NNDM
$324M
| $121K | ﹤0.01% |
33,990
+125
| +0.4% | +$451 |
|
3941
Companhia Siderúrgica Nacional
SID
$1.2B
| $121K | ﹤0.01% |
22,352
-96
| -0.4% | -$476 |
|
3942
Arcos Dorados Holdings
ARCO
$1.75B
| $119K | ﹤0.01% |
14,639
+1,598
| +12% | +$11K |
|
|
ECF
3943
Ellsworth Growth & Income Fund
ECF
$168M
| $119K | ﹤0.01% |
11,240
| – | – |
|
3944
Hudbay
HBM
$9.93B
| $118K | ﹤0.01% |
+15,070
| New | +$117K |
|
3945
NexGen Energy
NXE
$6.15B
| $118K | ﹤0.01% |
20,820
+6,627
| +47% | +$31.8K |
|
|
BLRX
3946
BioLineRX
BLRX
$12.1M
| $117K | ﹤0.01% |
1,714
-125
| -7% | -$8.71K |
|
|
ATRS
3947
DELISTED
Antares Pharma, Inc.
ATRS
| $117K | ﹤0.01% |
28,420
+390
| +1% | +$1.42K |
|
|
PLM
3948
DELISTED
PolyMet Mining Corp.
PLM
| $117K | ﹤0.01% |
27,828
-1,000
| -3% | -$2.87K |
|
|
NML
3949
Neuberger Energy Infrastructure and Income Fund Inc
NML
$581M
| $116K | ﹤0.01% |
17,938
+755
| +4% | +$4.35K |
|
|
SCX
3950
DELISTED
The L.S. Starrett Company
SCX
| $116K | ﹤0.01% |
15,025
+2,150
| +17% | +$17.8K |
|
Similar funds
LPL Financial's Q1 2022 Portfolio in Review
As of Q1 2022, LPL Financial held 4,507 positions worth $116B, down 2.3% from $119B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2022 filing shows 176 new, 2,291 increased, 1,601 reduced and 331 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $521M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Discretionary.
- LPL Financial's largest Q1 2022 buy was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2022, an estimated $757M increase.
- LPL Financial's biggest Q1 2022 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $521M.
- LPL Financial fully exited Dimensional US Core Equity 2 ETF in Q1 2022, selling an estimated $391M.
- LPL Financial's ten largest holdings make up 19% of its $116B portfolio in Q1 2022.
- LPL Financial opened 176 new positions and closed 331 in Q1 2022.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $116B.
Based on LPL Financial's 13F filing for Q1 2022, filed 16 May 2022.