LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EVG
3876
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
| $451K | ﹤0.01% |
42,718
-2,800
| -6% | -$29.7K |
|
3877
Arcturus Therapeutics
ARCT
$171M
| $451K | ﹤0.01% |
13,341
-100
| -0.7% | -$3.54K |
|
3878
LegalZoom.com
LZ
$1.42B
| $449K | ﹤0.01% |
+33,645
| New | +$387K |
|
3879
Lumen
LUMN
$6.65B
| $447K | ﹤0.01% |
286,765
-10,150
| -3% | -$15.9K |
|
3880
Warrior Met Coal
HCC
$4.25B
| $447K | ﹤0.01% |
7,368
+3,312
| +82% | +$201K |
|
|
BFK
3881
DELISTED
BlackRock Municipal Income Trust
BFK
| $447K | ﹤0.01% |
43,281
+3,848
| +10% | +$39.4K |
|
|
HYI
3882
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
| $447K | ﹤0.01% |
37,358
+6,614
| +22% | +$79.7K |
|
3883
JPMorgan US Tech Leaders ETF
JTEK
$4.22B
| $445K | ﹤0.01% |
+6,726
| New | +$426K |
|
3884
US Global GO Gold and Precious Metal Miners ETF
GOAU
$166M
| $444K | ﹤0.01% |
24,906
+3,334
| +15% | +$53.1K |
|
3885
Manchester United
MANU
$3.9B
| $443K | ﹤0.01% |
31,702
+7,795
| +33% | +$137K |
|
3886
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
| $442K | ﹤0.01% |
13,545
+2,264
| +20% | +$71.6K |
|
3887
Core & Main
CNM
$8.56B
| $442K | ﹤0.01% |
7,717
-959
| -11% | -$43.9K |
|
|
CGC
3888
Canopy Growth
CGC
$404M
| $441K | ﹤0.01% |
51,088
+4,181
| +9% | +$18K |
|
3889
Cousins Properties
CUZ
$5.17B
| $441K | ﹤0.01% |
18,339
+1,680
| +10% | +$39.2K |
|
3890
Fidelity Enhanced Small Cap Core ETF
FESM
$6.12B
| $439K | ﹤0.01% |
14,604
-11,679
| -44% | -$332K |
|
3891
Brink's
BCO
$4.76B
| $439K | ﹤0.01% |
4,750
+271
| +6% | +$22.5K |
|
3892
Goldman Sachs Future Tech Leaders Equity ETF
GTEK
$231M
| $438K | ﹤0.01% |
+14,862
| New | +$422K |
|
3893
Trip.com Group
TCOM
$29.8B
| $438K | ﹤0.01% |
9,970
+3,560
| +56% | +$145K |
|
3894
CALL
Meta Platforms (Facebook)
META
$1.5T
| $437K | ﹤0.01% |
+9
| New | +$4.01K |
|
3895
Kura Sushi USA
KRUS
$580M
| $435K | ﹤0.01% |
3,781
+1,122
| +42% | +$109K |
|
|
AVDL
3896
DELISTED
Avadel Pharmaceuticals
AVDL
| $435K | ﹤0.01% |
25,747
+2,190
| +9% | +$32.6K |
|
3897
Liberty Energy
LBRT
$3.1B
| $434K | ﹤0.01% |
20,965
-3,282
| -14% | -$64.9K |
|
|
FL
3898
DELISTED
Foot Locker
FL
| $434K | ﹤0.01% |
15,227
+2,477
| +19% | +$71.2K |
|
3899
FlexShares Core Select Bond Fund
BNDC
$170M
| $433K | ﹤0.01% |
19,637
+7,960
| +68% | +$176K |
|
3900
Viavi Solutions
VIAV
$9.31B
| $433K | ﹤0.01% |
47,597
+6,985
| +17% | +$68.5K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.