LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
Vanguard Total Bond Market
BND
|
+$517M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$369M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$357M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$311M |
| 5 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$159M |
Top Sells
Sector Composition
| 1 | Technology | 6.28% |
| 2 | Financials | 3.12% |
| 3 | Consumer Discretionary | 3.11% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
3876
Franklin FTSE China ETF
FLCH
$236M
| $202K | ﹤0.01% |
+6,223
| New | +$202K |
|
|
FPI
3877
Farmland Partners
FPI
$471M
| $202K | ﹤0.01% |
16,770
-1,542
| -8% | -$18.6K |
|
3878
Sundial Growers
SNDL
$607M
| $202K | ﹤0.01% |
21,304
+14,623
| +219% | +$139K |
|
|
TPIC
3879
DELISTED
TPI Composites
TPIC
| $201K | ﹤0.01% |
4,151
+314
| +8% | +$15.2K |
|
3880
Innovator US Equity Ultra Buffer ETF April
UAPR
$158M
| $201K | ﹤0.01% |
7,845
-3,650
| -32% | -$93.5K |
|
3881
Four Corners Property Trust
FCPT
$2.68B
| $200K | ﹤0.01% |
7,247
-1,839
| -20% | -$50.8K |
|
3882
Sanmina
SANM
$6.53B
| $200K | ﹤0.01% |
5,136
-343
| -6% | -$13.4K |
|
|
ECF
3883
Ellsworth Growth & Income Fund
ECF
$155M
| $197K | ﹤0.01% |
13,356
-65,479
| -83% | -$966K |
|
|
MFM
3884
MFS Municipal Income Trust
MFM
$220M
| $197K | ﹤0.01% |
27,657
+12,000
| +77% | +$85.5K |
|
|
PGZ
3885
Principal Real Estate Income Fund
PGZ
$70.6M
| $197K | ﹤0.01% |
12,955
-320
| -2% | -$4.87K |
|
|
TRVN
3886
DELISTED
Trevena, Inc.
TRVN
| $197K | ﹤0.01% |
187
| – | – |
|
3887
El Pollo Loco
LOCO
$303M
| $193K | ﹤0.01% |
10,544
+500
| +5% | +$9.15K |
|
3888
Cocrystal Pharma
COCP
$15M
| $192K | ﹤0.01% |
12,792
+1,209
| +10% | +$18.1K |
|
3889
ClearPoint Neuro
CLPT
$299M
| $191K | ﹤0.01% |
+10,025
| New | +$191K |
|
3890
Nuveen Arizona Quality Municipal Income Fund
NAZ
$135M
| $191K | ﹤0.01% |
11,819
| – | – |
|
3891
Viper Energy
VNOM
$6.62B
| $190K | ﹤0.01% |
10,094
-80
| -0.8% | -$1.51K |
|
|
RIDE
3892
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
| $190K | ﹤0.01% |
1,146
-843
| -42% | -$140K |
|
3893
Empire State Realty Trust
ESRT
$1.3B
| $189K | ﹤0.01% |
15,774
+658
| +4% | +$7.88K |
|
3894
Fidus Investment
FDUS
$754M
| $189K | ﹤0.01% |
11,127
-246
| -2% | -$4.18K |
|
3895
Nuveen Global High Income Fund
JGH
$313M
| $189K | ﹤0.01% |
11,639
+497
| +4% | +$8.07K |
|
3896
Carlyle Secured Lending
CGBD
$1B
| $188K | ﹤0.01% |
14,264
+4,109
| +40% | +$54.2K |
|
3897
Carter Bankshares
CARE
$450M
| $187K | ﹤0.01% |
14,974
-2,710
| -15% | -$33.8K |
|
|
NSL
3898
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $187K | ﹤0.01% |
31,591
+4,049
| +15% | +$24K |
|
|
BLRX
3899
BioLineRX
BLRX
$18.1M
| $186K | ﹤0.01% |
1,652
| – | – |
|
3900
CytomX Therapeutics
CTMX
$341M
| $186K | ﹤0.01% |
29,400
+6,500
| +28% | +$41.1K |
|