LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALEX
3776
DELISTED
Alexander & Baldwin
ALEX
| $562K | ﹤0.01% |
33,143
+7,087
| +27% | +$117K |
|
3777
8x8 Inc
EGHT
$262M
| $562K | ﹤0.01% |
253,059
+98,537
| +64% | +$240K |
|
3778
Delek US
DK
$4.15B
| $561K | ﹤0.01% |
22,656
-3,172
| -12% | -$87.7K |
|
3779
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
| $561K | ﹤0.01% |
14,480
+3,367
| +30% | +$122K |
|
3780
First Interstate BancSystem
FIBK
$3.74B
| $560K | ﹤0.01% |
20,149
+1,041
| +5% | +$27.6K |
|
3781
J&J Snack Foods
JJSF
$1.44B
| $559K | ﹤0.01% |
3,443
+729
| +27% | +$111K |
|
3782
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
| $559K | ﹤0.01% |
28,147
+4,911
| +21% | +$94.1K |
|
|
ABXB
3783
Abacus Flexible Bond Leaders ETF
ABXB
$1.91M
| $559K | ﹤0.01% |
26,857
+2,780
| +12% | +$58.1K |
|
3784
Vipshop
VIPS
$7.3B
| $558K | ﹤0.01% |
42,864
-2,580
| -6% | -$41K |
|
|
NXG
3785
NXG NextGen Infrastructure Income Fund
NXG
$318M
| $558K | ﹤0.01% |
13,457
+7,891
| +142% | +$320K |
|
3786
Portillo's
PTLO
$334M
| $558K | ﹤0.01% |
57,379
+3,651
| +7% | +$40.7K |
|
3787
Strive US Semiconductor ETF
SHOC
$227M
| $557K | ﹤0.01% |
11,025
| – | – |
|
3788
Dorman Products
DORM
$3.98B
| $556K | ﹤0.01% |
6,082
+1,190
| +24% | +$109K |
|
3789
Innovator Emerging Markets Power Buffer ETF January
EJAN
$145M
| $556K | ﹤0.01% |
18,640
+1,537
| +9% | +$45.2K |
|
3790
Genesis Energy
GEL
$1.87B
| $555K | ﹤0.01% |
+38,816
| New | +$491K |
|
3791
Westamerica Bancorp
WABC
$1.38B
| $555K | ﹤0.01% |
11,433
+555
| +5% | +$26.5K |
|
3792
ADMA Biologics
ADMA
$2.01B
| $554K | ﹤0.01% |
49,546
+32,982
| +199% | +$277K |
|
3793
CareDx
CDNA
$1.97B
| $554K | ﹤0.01% |
35,666
+7,087
| +25% | +$85.7K |
|
3794
Ambarella
AMBA
$3.25B
| $552K | ﹤0.01% |
10,238
-1,600
| -14% | -$79.5K |
|
3795
WisdomTree Mortgage Plus Bond Fund
MTGP
$69.9M
| $552K | ﹤0.01% |
12,806
-38,880
| -75% | -$1.67M |
|
|
FNCB
3796
DELISTED
FNCB Bancorp Inc. Common Stock
FNCB
| $552K | ﹤0.01% |
81,816
+394
| +0.5% | +$2.25K |
|
3797
Cass Information Systems
CASS
$712M
| $552K | ﹤0.01% |
13,778
+1,887
| +16% | +$82.2K |
|
3798
Oxford Industries
OXM
$571M
| $552K | ﹤0.01% |
5,509
+515
| +10% | +$54.3K |
|
|
DHF
3799
BNY Mellon High Yield Strategies Fund
DHF
$170M
| $551K | ﹤0.01% |
228,713
-6,094
| -3% | -$14.5K |
|
|
MAG
3800
DELISTED
MAG Silver
MAG
| $548K | ﹤0.01% |
46,951
-21,178
| -31% | -$266K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.