LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$570M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$501M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$239M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$236M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$392M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$284M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$266M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$130M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$115M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.7% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IAE
3776
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
| $240K | ﹤0.01% |
40,143
-1,679
| -4% | -$11.1K |
|
3777
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$78.3M
| $240K | ﹤0.01% |
5,207
-93
| -2% | -$4.92K |
|
|
SCD
3778
LMP Capital and Income Fund
SCD
$355M
| $240K | ﹤0.01% |
21,318
-6,061
| -22% | -$78.1K |
|
3779
Arrow Financial
AROW
$659M
| $239K | ﹤0.01% |
8,552
+167
| +2% | +$5.17K |
|
3780
Carter's
CRI
$1.42B
| $239K | ﹤0.01% |
3,650
-7,728
| -68% | -$592K |
|
3781
Prestige Consumer Healthcare
PBH
$2.38B
| $239K | ﹤0.01% |
4,799
-14,430
| -75% | -$799K |
|
3782
Pinduoduo
PDD
$126B
| $239K | ﹤0.01% |
3,813
-369
| -9% | -$21.5K |
|
3783
FT Vest US Equity Buffer ETF December
FDEC
$1.32B
| $238K | ﹤0.01% |
8,038
| – | – |
|
|
MFV
3784
DELISTED
MFS SPECIAL VALUE TRUST
MFV
| $238K | ﹤0.01% |
58,749
-14,376
| -20% | -$67.3K |
|
3785
Four Corners Property Trust
FCPT
$2.81B
| $237K | ﹤0.01% |
9,805
-476
| -5% | -$13.1K |
|
3786
Melco Resorts & Entertainment
MLCO
$2.22B
| $237K | ﹤0.01% |
35,689
-97,591
| -73% | -$538K |
|
3787
Personalis
PSNL
$1.35B
| $237K | ﹤0.01% |
79,837
+22,617
| +40% | +$86.3K |
|
|
RGT
3788
Royce Global Value Trust
RGT
$99.2M
| $237K | ﹤0.01% |
29,504
-1,093
| -4% | -$10K |
|
3789
Wolverine World Wide
WWW
$1.61B
| $237K | ﹤0.01% |
+15,419
| New | +$317K |
|
|
RUTH
3790
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $237K | ﹤0.01% |
14,080
-640
| -4% | -$11.3K |
|
3791
Children's Place
PLCE
$54.3M
| $236K | ﹤0.01% |
7,629
+1,848
| +32% | +$77.7K |
|
|
EEA
3792
European Equity Fund
EEA
$75.2M
| $235K | ﹤0.01% |
37,796
-1,815
| -5% | -$13K |
|
3793
CALL
Netflix
NFLX
$299B
| $235K | ﹤0.01% |
+10,000
| New | +$222K |
|
|
PNF
3794
DELISTED
PIMCO New York Municipal Income Fund
PNF
| $235K | ﹤0.01% |
27,381
+189
| +0.7% | +$1.83K |
|
3795
Viavi Solutions
VIAV
$9.12B
| $235K | ﹤0.01% |
18,040
+2,053
| +13% | +$29.2K |
|
|
INVX
3796
Innovex International
INVX
$1.96B
| $235K | ﹤0.01% |
12,015
+718
| +6% | +$16.6K |
|
3797
Concentrix
CNXC
$1.5B
| $234K | ﹤0.01% |
2,093
-209
| -9% | -$26.7K |
|
3798
Sweetgreen
SG
$766M
| $234K | ﹤0.01% |
12,643
+2,161
| +21% | +$36.8K |
|
|
KLDW
3799
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $234K | ﹤0.01% |
7,099
-2,714
| -28% | -$98.8K |
|
3800
VSE Corp
VSEC
$5.45B
| $233K | ﹤0.01% |
6,569
-137
| -2% | -$5.33K |
|
Similar funds
LPL Financial's Q3 2022 Portfolio in Review
As of Q3 2022, LPL Financial held 4,600 positions worth $104B, down 1.5% from $105B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $4.57B of net new capital in Q3 2022, opening 186 new positions and adding to 2,380 existing holdings. Its largest new stake was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Blackstone Senior Loan ETF, an estimated $392M trimmed.
- LPL Financial's largest Q3 2022 buy was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q3 2022, an estimated $570M increase.
- LPL Financial's biggest Q3 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $392M.
- LPL Financial fully exited Global X MSCI China Consumer Staples ETF in Q3 2022, selling an estimated $8.9M.
- LPL Financial's ten largest holdings make up 18% of its $104B portfolio in Q3 2022.
- LPL Financial opened 186 new positions and closed 183 in Q3 2022.
- LPL Financial's portfolio value fell 1.5% quarter-over-quarter to $104B.
Based on LPL Financial's 13F filing for Q3 2022, filed 14 Nov 2022.