LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$2.1B |
| 2 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$559M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$548M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$408M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$368M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$1.4B |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$380M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$360M |
| 4 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$298M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$149M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Financials | 3.26% |
| 3 | Healthcare | 2.83% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EXK
3726
Endeavour Silver
EXK
$2.23B
| $532K | ﹤0.01% |
220,765
+19,130
| +9% | +$34.1K |
|
3727
Box
BOX
$4.37B
| $532K | ﹤0.01% |
18,781
+1,207
| +7% | +$32.4K |
|
3728
Westamerica Bancorp
WABC
$1.38B
| $532K | ﹤0.01% |
10,878
+475
| +5% | +$23K |
|
3729
PUT
Target
TGT
$65.6B
| $532K | ﹤0.01% |
+30
| New | +$4.56K |
|
|
CTO
3730
CTO Realty Growth
CTO
$824M
| $532K | ﹤0.01% |
31,359
-7,974
| -20% | -$134K |
|
3731
Intapp
INTA
$2.52B
| $531K | ﹤0.01% |
15,470
+6,143
| +66% | +$241K |
|
3732
Editas Medicine
EDIT
$396M
| $530K | ﹤0.01% |
71,476
-5,202
| -7% | -$43.2K |
|
3733
LeMaitre Vascular
LMAT
$2.32B
| $530K | ﹤0.01% |
7,992
+3,014
| +61% | +$186K |
|
3734
QuidelOrtho
QDEL
$1.14B
| $529K | ﹤0.01% |
11,044
-1,407
| -11% | -$82K |
|
3735
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.1M
| $529K | ﹤0.01% |
8,510
-434
| -5% | -$25K |
|
3736
Jack in the Box
JACK
$312M
| $529K | ﹤0.01% |
7,726
-699
| -8% | -$52.6K |
|
3737
JPMorgan BetaBuilders US Small Cap Equity ETF
BBSC
$711M
| $528K | ﹤0.01% |
8,400
-166,011
| -95% | -$10M |
|
3738
ESCO Technologies
ESE
$8.17B
| $527K | ﹤0.01% |
4,922
+1,860
| +61% | +$191K |
|
3739
AdvisorShares Pure Cannabis ETF
YOLO
$29.5M
| $527K | ﹤0.01% |
129,049
+8,174
| +7% | +$28.9K |
|
3740
RCM Technologies
RCMT
$201M
| $526K | ﹤0.01% |
24,628
-3,411
| -12% | -$94.3K |
|
3741
PUT
iShares Russell 2000 ETF
IWM
$81.5B
| $526K | ﹤0.01% |
25
-2,575
| -99% | -$514K |
|
|
PINE
3742
Alpine Income Property Trust
PINE
$333M
| $526K | ﹤0.01% |
34,399
+6,511
| +23% | +$103K |
|
3743
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.41M
| $525K | ﹤0.01% |
10,739
| – | – |
|
3744
Kemper
KMPR
$1.67B
| $523K | ﹤0.01% |
8,441
-10
| -0.1% | -$574 |
|
3745
Franklin FTSE South Korea ETF
FLKR
$1.33B
| $521K | ﹤0.01% |
22,283
+5,471
| +33% | +$121K |
|
|
LOUP
3746
Innovator Deepwater Frontier Tech ETF
LOUP
$207M
| $521K | ﹤0.01% |
10,906
+3,248
| +42% | +$147K |
|
3747
The Greenbrier Companies
GBX
$1.52B
| $520K | ﹤0.01% |
9,989
+821
| +9% | +$39.5K |
|
3748
Silicon Motion
SIMO
$8.6B
| $520K | ﹤0.01% |
6,763
-324
| -5% | -$22.1K |
|
3749
First Interstate BancSystem
FIBK
$3.69B
| $520K | ﹤0.01% |
19,108
-7,847
| -29% | -$214K |
|
|
BTX
3750
BlackRock Technology and Private Equity Term Trust
BTX
$940M
| $520K | ﹤0.01% |
63,829
-52,925
| -45% | -$410K |
|
Similar funds
LPL Financial's Q1 2024 Portfolio in Review
As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.
- LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
- LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
- LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
- LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
- LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
- LPL Financial opened 298 new positions and closed 179 in Q1 2024.
- LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.
Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.