LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3726
Mueller Industries
MLI
$14.7B
| $273K | ﹤0.01% |
26,564
+6,592
| +33% | +$70.5K |
|
3727
Tenable Holdings
TENB
$3.6B
| $273K | ﹤0.01% |
5,912
-993
| -14% | -$43.6K |
|
3728
TFI International
TFII
$11.1B
| $273K | ﹤0.01% |
2,668
+138
| +5% | +$14.8K |
|
3729
Acushnet Holdings
GOLF
$5.93B
| $272K | ﹤0.01% |
5,824
-7,483
| -56% | -$380K |
|
|
SRV
3730
NXG Cushing Midstream Energy Fund
SRV
$219M
| $272K | ﹤0.01% |
8,548
+152
| +2% | +$4.33K |
|
|
MGI
3731
DELISTED
MoneyGram International, Inc. New
MGI
| $272K | ﹤0.01% |
+33,904
| New | +$323K |
|
|
OSH
3732
DELISTED
Oak Street Health, Inc.
OSH
| $271K | ﹤0.01% |
6,368
+1,398
| +28% | +$75.1K |
|
3733
Chesapeake Utilities
CPK
$3.19B
| $270K | ﹤0.01% |
2,248
+434
| +24% | +$54.4K |
|
|
BICK
3734
DELISTED
First Trust BICK Index Fund
BICK
| $270K | ﹤0.01% |
7,907
-2,354
| -23% | -$86.8K |
|
|
CMAX
3735
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
| $270K | ﹤0.01% |
933
+26
| +3% | +$7.65K |
|
3736
Gevo
GEVO
$360M
| $269K | ﹤0.01% |
40,554
+26,652
| +192% | +$165K |
|
|
PPBI
3737
DELISTED
Pacific Premier Bancorp
PPBI
| $269K | ﹤0.01% |
6,487
+382
| +6% | +$15K |
|
|
TEN
3738
Tsakos Energy Navigation Ltd
TEN
$1.21B
| $269K | ﹤0.01% |
25,097
+14,200
| +130% | +$112K |
|
3739
Momentus
MNTS
$76.3M
| $268K | ﹤0.01% |
2
-3
| -60% | -$399K |
|
3740
Franklin FTSE China ETF
FLCH
$288M
| $267K | ﹤0.01% |
10,001
+3,778
| +61% | +$107K |
|
3741
Forward Air
FWRD
$444M
| $267K | ﹤0.01% |
+3,213
| New | +$281K |
|
3742
PUT
Alphabet (Google) Class C
GOOG
$4.36T
| $267K | ﹤0.01% |
+2,000
| New | +$276K |
|
3743
Regal Rexnord
RRX
$13.7B
| $266K | ﹤0.01% |
1,770
+54
| +3% | +$7.75K |
|
|
FFBW
3744
DELISTED
FFBW, Inc. Common Stock
FFBW
| $266K | ﹤0.01% |
22,066
-821
| -4% | -$9.51K |
|
|
VCF
3745
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
| $266K | ﹤0.01% |
18,060
+1,006
| +6% | +$14.9K |
|
3746
CarParts.com
PRTS
$43.7M
| $265K | ﹤0.01% |
1,700
-20
| -1% | -$3.48K |
|
3747
OptimizeRx
OPRX
$114M
| $264K | ﹤0.01% |
3,083
-220
| -7% | -$13.8K |
|
|
JHMA
3748
DELISTED
John Hancock Multifactor Materials ETF
JHMA
| $264K | ﹤0.01% |
5,972
-2,420
| -29% | -$112K |
|
3749
Alamos Gold
AGI
$11.6B
| $263K | ﹤0.01% |
36,529
+6,248
| +21% | +$48.1K |
|
3750
First Hawaiian
FHB
$3.38B
| $263K | ﹤0.01% |
8,973
+234
| +3% | +$6.51K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.