LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
ProShares UltraShort S&P500
SDS
$406M
| $8.32M | 0.04% |
3,981
+193
| +5% | +$395K |
|
352
WisdomTree US High Dividend Fund
DHS
$1.56B
| $8.32M | 0.04% |
139,635
+782
| +0.6% | +$47.9K |
|
353
VanEck Gold Miners ETF
GDX
$23B
| $8.31M | 0.04% |
466,328
-102,056
| -18% | -$1.98M |
|
354
Sprott Physical Gold and Silver Trust
CEF
$7.43B
| $8.29M | 0.04% |
717,400
-56,124
| -7% | -$672K |
|
355
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
| $8.23M | 0.04% |
224,995
-44,549
| -17% | -$1.7M |
|
|
AET
356
DELISTED
Aetna Inc
AET
| $8.22M | 0.04% |
70,013
+3,846
| +6% | +$439K |
|
357
Lear
LEA
$7.19B
| $8.21M | 0.04% |
73,303
-8,753
| -11% | -$1.01M |
|
358
Danaher
DHR
$135B
| $8.17M | 0.04% |
141,578
-6,470
| -4% | -$371K |
|
359
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $8.11M | 0.04% |
115,906
+9,369
| +9% | +$679K |
|
360
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $8.11M | 0.04% |
172,905
+80,364
| +87% | +$4.07M |
|
361
Regeneron Pharmaceuticals
REGN
$68.8B
| $8.1M | 0.04% |
15,820
+973
| +7% | +$475K |
|
362
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
| $8.09M | 0.04% |
213,900
+22,928
| +12% | +$884K |
|
|
NFJ
363
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
| $8.08M | 0.04% |
541,723
-171,269
| -24% | -$2.74M |
|
|
SIR
364
DELISTED
SELECT INCOME REIT
SIR
| $7.97M | 0.04% |
859,864
+217,879
| +34% | +$2.23M |
|
365
Clorox
CLX
$11.6B
| $7.95M | 0.04% |
75,033
-5,074
| -6% | -$547K |
|
366
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
| $7.95M | 0.04% |
86,918
+52,875
| +155% | +$4.83M |
|
367
iShares Mortgage Real Estate ETF
REM
$542M
| $7.88M | 0.04% |
182,802
-20,814
| -10% | -$961K |
|
368
ProShares Ultra QQQ
QLD
$12.5B
| $7.85M | 0.04% |
1,698,272
-721,600
| -30% | -$3.4M |
|
|
TWX
369
DELISTED
Time Warner Inc
TWX
| $7.85M | 0.04% |
89,847
+13,324
| +17% | +$1.14M |
|
|
FEN
370
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $7.82M | 0.04% |
254,689
+13,486
| +6% | +$462K |
|
371
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
| $7.8M | 0.04% |
262,833
+95,121
| +57% | +$2.83M |
|
372
Schwab US Dividend Equity ETF
SCHD
$102B
| $7.8M | 0.04% |
609,450
+63,807
| +12% | +$845K |
|
373
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $7.79M | 0.04% |
214,206
+12,578
| +6% | +$468K |
|
374
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
| $7.79M | 0.04% |
162,391
+17,628
| +12% | +$860K |
|
375
Ares Capital
ARCC
$13.5B
| $7.75M | 0.04% |
468,339
+96,255
| +26% | +$1.61M |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.