LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Global X Guru Index ETF
GURU
$61.3M
| $7.32M | 0.04% |
276,800
-535
| -0.2% | -$13.4K |
|
352
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
| $7.19M | 0.04% |
135,820
-415,851
| -75% | -$21.7M |
|
353
Devon Energy
DVN
$52.1B
| $7.17M | 0.04% |
90,371
+2,092
| +2% | +$152K |
|
354
Freeport-McMoran
FCX
$90B
| $7.16M | 0.04% |
196,271
-50,011
| -20% | -$1.71M |
|
355
Invesco Dividend Achievers ETF
PFM
$791M
| $7.16M | 0.04% |
340,897
+23,115
| +7% | +$475K |
|
356
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
| $7.16M | 0.04% |
202,960
-23,128
| -10% | -$785K |
|
|
PHT
357
DELISTED
Pioneer High Income Fund
PHT
| $7.13M | 0.04% |
385,953
+2,705
| +0.7% | +$49.4K |
|
358
CSX Corp
CSX
$93.4B
| $6.96M | 0.04% |
677,838
+6,270
| +0.9% | +$61K |
|
359
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$679M
| $6.96M | 0.04% |
189,409
-22,256
| -11% | -$785K |
|
360
Global X SuperDividend ETF
SDIV
$1.22B
| $6.94M | 0.04% |
88,807
+15,808
| +22% | +$1.2M |
|
361
Amgen
AMGN
$208B
| $6.94M | 0.04% |
58,649
-16,381
| -22% | -$1.9M |
|
362
iShares MSCI Japan ETF
EWJ
$21.9B
| $6.93M | 0.04% |
143,840
-86,381
| -38% | -$3.95M |
|
|
LO
363
DELISTED
LORILLARD INC COM STK
LO
| $6.91M | 0.04% |
113,387
-67,357
| -37% | -$3.92M |
|
364
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
| $6.9M | 0.04% |
184,413
+35,069
| +23% | +$1.27M |
|
|
RAI
365
DELISTED
Reynolds American Inc
RAI
| $6.9M | 0.04% |
228,714
+3,906
| +2% | +$112K |
|
366
Vanguard Total International Stock ETF
VXUS
$155B
| $6.9M | 0.04% |
127,052
+25,448
| +25% | +$1.36M |
|
|
BSJE
367
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
| $6.9M | 0.04% |
260,772
-207,372
| -44% | -$5.49M |
|
368
Deere & Co
DE
$160B
| $6.9M | 0.04% |
76,157
-8,151
| -10% | -$749K |
|
|
AGN
369
DELISTED
Allergan Inc
AGN
| $6.87M | 0.04% |
40,592
-28,328
| -41% | -$4.41M |
|
370
Nuveen Municipal Value Fund
NUV
$1.92B
| $6.82M | 0.04% |
706,963
+16,812
| +2% | +$162K |
|
371
Omega Healthcare
OHI
$15.1B
| $6.82M | 0.04% |
184,902
+63,330
| +52% | +$2.26M |
|
372
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
| $6.78M | 0.04% |
191,424
+8,068
| +4% | +$278K |
|
373
iShares China Large-Cap ETF
FXI
$4.37B
| $6.76M | 0.04% |
182,430
-12,643
| -6% | -$458K |
|
374
Baxter International
BAX
$13.5B
| $6.75M | 0.04% |
171,876
-6,351
| -4% | -$254K |
|
375
FedEx
FDX
$72.7B
| $6.73M | 0.04% |
44,461
+2,807
| +7% | +$392K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.