LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
| $6.99M | 0.04% |
89,632
-11,836
| -12% | -$894K |
|
352
iShares China Large-Cap ETF
FXI
$4.27B
| $6.98M | 0.04% |
195,073
-11,788
| -6% | -$413K |
|
353
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
| $6.98M | 0.04% |
162,694
+79,402
| +95% | +$3.34M |
|
354
Clorox
CLX
$12.1B
| $6.94M | 0.04% |
78,897
+17,440
| +28% | +$1.53M |
|
355
AstraZeneca
AZN
$267B
| $6.92M | 0.04% |
106,643
-17,012
| -14% | -$1.1M |
|
356
Global X Guru Index ETF
GURU
$61M
| $6.85M | 0.04% |
277,335
+10,169
| +4% | +$253K |
|
|
PHT
357
DELISTED
Pioneer High Income Fund
PHT
| $6.83M | 0.04% |
383,248
+20,844
| +6% | +$366K |
|
358
TJX Companies
TJX
$178B
| $6.78M | 0.04% |
223,650
-15,422
| -6% | -$467K |
|
|
BSCE
359
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
| $6.74M | 0.04% |
318,499
-4,363
| -1% | -$92.6K |
|
360
Valero Energy
VLO
$88.7B
| $6.68M | 0.04% |
125,769
+53,505
| +74% | +$2.74M |
|
361
iShares Core Conservative Allocation ETF
AOK
$788M
| $6.64M | 0.04% |
205,039
+21,409
| +12% | +$687K |
|
362
WisdomTree International AI Enhanced Value Fund
AIVI
$60.6M
| $6.61M | 0.04% |
134,323
-28,012
| -17% | -$1.34M |
|
|
RDS.A
363
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $6.61M | 0.04% |
90,428
-5,959
| -6% | -$426K |
|
364
iShares Morningstar Growth ETF
ILCG
$3.06B
| $6.6M | 0.04% |
331,195
-7,620
| -2% | -$152K |
|
365
Blackstone
BX
$107B
| $6.55M | 0.04% |
200,745
-3,031
| -1% | -$96.7K |
|
366
Calamos Strategic Total Return Fund
CSQ
$3.19B
| $6.55M | 0.04% |
588,842
-2,726
| -0.5% | -$29.9K |
|
367
VanEck Junior Gold Miners ETF
GDXJ
$6.99B
| $6.53M | 0.04% |
180,317
+79,181
| +78% | +$3.05M |
|
368
Invesco CurrencyShares Euro Currency Trust
FXE
$342M
| $6.53M | 0.04% |
47,990
-8,957
| -16% | -$1.21M |
|
369
Nuveen Municipal Value Fund
NUV
$1.91B
| $6.52M | 0.04% |
690,151
+22,049
| +3% | +$207K |
|
370
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| $6.5M | 0.04% |
294,271
+57,204
| +24% | +$1.21M |
|
371
CSX Corp
CSX
$94.2B
| $6.49M | 0.04% |
671,568
-9,603
| -1% | -$89.1K |
|
372
Medtronic
MDT
$111B
| $6.49M | 0.04% |
105,381
-1,962
| -2% | -$114K |
|
373
Thermo Fisher Scientific
TMO
$214B
| $6.47M | 0.04% |
53,809
-2,681
| -5% | -$319K |
|
374
Seagate
STX
$169B
| $6.42M | 0.04% |
114,315
-35,004
| -23% | -$1.88M |
|
375
iShares US Consumer Discretionary ETF
IYC
$1.16B
| $6.41M | 0.04% |
213,028
-477,716
| -69% | -$14.3M |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.