LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$570M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$501M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$239M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$236M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$392M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$284M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$266M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$130M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$115M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.7% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CRON
3676
Cronos Group
CRON
$1.06B
| $274K | ﹤0.01% |
97,052
-3,153
| -3% | -$9.72K |
|
3677
Evolus
EOLS
$385M
| $274K | ﹤0.01% |
34,033
+4,704
| +16% | +$49.9K |
|
3678
Franklin FTSE China ETF
FLCH
$288M
| $274K | ﹤0.01% |
16,217
-27,076
| -63% | -$531K |
|
3679
ESS Tech
GWH
$22M
| $274K | ﹤0.01% |
4,467
-110
| -2% | -$6.51K |
|
3680
Idaho Strategic Resources
IDR
$444M
| $274K | ﹤0.01% |
57,674
-15,284
| -21% | -$92.9K |
|
|
NQP
3681
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
| $274K | ﹤0.01% |
24,941
-108
| -0.4% | -$1.31K |
|
3682
Innovator US Equity Power Buffer ETF October
POCT
$963M
| $274K | ﹤0.01% |
9,569
| – | – |
|
3683
New Fortress Energy
NFE
$92.1M
| $273K | ﹤0.01% |
+6,246
| New | +$313K |
|
|
ERC
3684
Allspring Multi-Sector Income Fund
ERC
$256M
| $272K | ﹤0.01% |
31,499
-3,684
| -10% | -$35.9K |
|
|
IAS
3685
DELISTED
Integral Ad Science
IAS
| $272K | ﹤0.01% |
37,543
+4,174
| +13% | +$37.3K |
|
|
GTOQ
3686
Invesco High Yield Systematic Bond ETF
GTOQ
$180M
| $272K | ﹤0.01% |
+13,227
| New | +$289K |
|
|
EGLE
3687
DELISTED
Eagle Bulk Shipping Inc.
EGLE
| $272K | ﹤0.01% |
+6,305
| New | +$298K |
|
3688
B2Gold
BTG
$5B
| $271K | ﹤0.01% |
84,095
+44,536
| +113% | +$147K |
|
3689
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.8M
| $271K | ﹤0.01% |
+2,522
| New | +$285K |
|
|
JHI
3690
John Hancock Investors Trust
JHI
$116M
| $271K | ﹤0.01% |
22,485
-380
| -2% | -$5.21K |
|
3691
Liberty Broadband Class A
LBRDA
$4.89B
| $271K | ﹤0.01% |
3,632
-1,654
| -31% | -$175K |
|
3692
Mativ Holdings
MATV
$481M
| $271K | ﹤0.01% |
+12,295
| New | +$281K |
|
|
SA
3693
Seabridge Gold
SA
$2.78B
| $270K | ﹤0.01% |
22,726
+4,062
| +22% | +$51.4K |
|
3694
Algonquin Power & Utilities
AQN
$4.49B
| $269K | ﹤0.01% |
24,692
+1,436
| +6% | +$19.5K |
|
3695
WisdomTree Mortgage Plus Bond Fund
MTGP
$69.6M
| $269K | ﹤0.01% |
6,163
-1,723
| -22% | -$78.7K |
|
3696
Sonic Automotive
SAH
$2.9B
| $267K | ﹤0.01% |
+6,173
| New | +$280K |
|
3697
SES AI
SES
$203M
| $267K | ﹤0.01% |
54,805
-4,200
| -7% | -$20.4K |
|
|
VTLE
3698
DELISTED
Vital Energy
VTLE
| $267K | ﹤0.01% |
4,246
-550
| -11% | -$39.1K |
|
|
DGL
3699
DELISTED
Invesco DB Gold Fund
DGL
| $267K | ﹤0.01% |
5,706
-929
| -14% | -$45.3K |
|
3700
Caleres
CAL
$431M
| $266K | ﹤0.01% |
+10,970
| New | +$290K |
|
Similar funds
LPL Financial's Q3 2022 Portfolio in Review
As of Q3 2022, LPL Financial held 4,600 positions worth $104B, down 1.5% from $105B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $4.57B of net new capital in Q3 2022, opening 186 new positions and adding to 2,380 existing holdings. Its largest new stake was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Blackstone Senior Loan ETF, an estimated $392M trimmed.
- LPL Financial's largest Q3 2022 buy was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q3 2022, an estimated $570M increase.
- LPL Financial's biggest Q3 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $392M.
- LPL Financial fully exited Global X MSCI China Consumer Staples ETF in Q3 2022, selling an estimated $8.9M.
- LPL Financial's ten largest holdings make up 18% of its $104B portfolio in Q3 2022.
- LPL Financial opened 186 new positions and closed 183 in Q3 2022.
- LPL Financial's portfolio value fell 1.5% quarter-over-quarter to $104B.
Based on LPL Financial's 13F filing for Q3 2022, filed 14 Nov 2022.