LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3576
Brinker International
EAT
$9.41B
| $810K | ﹤0.01% |
10,578
-2,725
| -20% | -$188K |
|
|
HIE
3577
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $810K | ﹤0.01% |
66,409
+5,903
| +10% | +$69K |
|
|
BSL
3578
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
| $808K | ﹤0.01% |
57,257
-2,695
| -4% | -$38.2K |
|
3579
B2Gold
BTG
$5.22B
| $808K | ﹤0.01% |
262,335
+138,250
| +111% | +$402K |
|
|
SILV
3580
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
| $808K | ﹤0.01% |
87,299
-1,382
| -2% | -$12.2K |
|
3581
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$75.9M
| $807K | ﹤0.01% |
28,631
-7,733
| -21% | -$208K |
|
3582
Flowers Foods
FLO
$1.55B
| $807K | ﹤0.01% |
34,985
+1,280
| +4% | +$29.1K |
|
3583
Voya Financial
VOYA
$9.14B
| $806K | ﹤0.01% |
10,180
+434
| +4% | +$31K |
|
3584
Foster
FSTR
$443M
| $806K | ﹤0.01% |
+39,428
| New | +$802K |
|
3585
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$576M
| $805K | ﹤0.01% |
9,832
+2,629
| +36% | +$208K |
|
3586
FlexShares Credit-Scored US Long Corporate Bond Index Fund
LKOR
$30.3M
| $805K | ﹤0.01% |
17,666
+5,584
| +46% | +$248K |
|
|
AIVC
3587
Amplify Bloomberg AI Equal Weight ETF
AIVC
$123M
| $804K | ﹤0.01% |
16,750
-1,964
| -10% | -$90.2K |
|
3588
Atkore
ATKR
$3.15B
| $804K | ﹤0.01% |
9,482
-14,692
| -61% | -$1.6M |
|
|
ABLD
3589
Abacus FCF Real Assets Leaders ETF
ABLD
$94.4M
| $803K | ﹤0.01% |
25,469
-3,720
| -13% | -$115K |
|
3590
Sunrun
RUN
$2.56B
| $802K | ﹤0.01% |
44,419
-7,169
| -14% | -$127K |
|
3591
New England Realty Associates
NEN
$196M
| $802K | ﹤0.01% |
10,027
| – | – |
|
|
PMX
3592
DELISTED
PIMCO Municipal Income Fund III
PMX
| $801K | ﹤0.01% |
96,973
+22,968
| +31% | +$182K |
|
3593
Symbotic
SYM
$5.99B
| $801K | ﹤0.01% |
32,826
-1,959
| -6% | -$53.2K |
|
3594
Perimeter Solutions
PRM
$5.45B
| $800K | ﹤0.01% |
+59,467
| New | +$616K |
|
3595
CVR Partners
UAN
$1.34B
| $800K | ﹤0.01% |
11,911
+3,128
| +36% | +$227K |
|
3596
FT Vest US Equity Deep Buffer ETF May
DMAY
$380M
| $796K | ﹤0.01% |
19,918
+3,325
| +20% | +$129K |
|
3597
LendingTree
TREE
$464M
| $796K | ﹤0.01% |
13,710
+1,086
| +9% | +$56.1K |
|
3598
Camtek
CAMT
$6.93B
| $795K | ﹤0.01% |
9,952
-1,284
| -11% | -$125K |
|
3599
Global X Aging Population ETF
AGNG
$87M
| $794K | ﹤0.01% |
24,183
+2,942
| +14% | +$93.6K |
|
3600
Zillow
ZG
$8.39B
| $794K | ﹤0.01% |
12,814
+7,435
| +138% | +$387K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.