LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Russell 1000 Value ETF
VONV
|
+$1.42B |
| 2 |
Vanguard Russell 1000 Growth ETF
VONG
|
+$1.01B |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$754M |
| 4 |
iShares MSCI EAFE Growth ETF
EFG
|
+$676M |
| 5 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$572M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$1.26B |
| 2 |
iShares S&P 100 ETF
OEF
|
+$1.11B |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$957M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$420M |
| 5 |
iShares Gold Trust
IAU
|
+$327M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.77% |
| 2 | Financials | 3.2% |
| 3 | Industrials | 2.58% |
| 4 | Consumer Discretionary | 2.42% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3576
Huron Consulting
HURN
$1.82B
| $1.87M | ﹤0.01% |
14,682
+1,093
| +8% | +$164K |
|
3577
POET Technologies
POET
$1.19B
| $1.87M | ﹤0.01% |
315,024
+25,723
| +9% | +$167K |
|
|
BSJW
3578
Invesco BulletShares 2032 High Yield Corporate Bond ETF
BSJW
$45.1M
| $1.87M | ﹤0.01% |
74,211
-1,357
| -2% | -$34.8K |
|
|
ASM
3579
Avino Silver & Gold Mines
ASM
$987M
| $1.87M | ﹤0.01% |
295,452
+3,539
| +1% | +$28.3K |
|
3580
Strategic Education
STRA
$1.71B
| $1.87M | ﹤0.01% |
22,497
-7,951
| -26% | -$648K |
|
|
TRON
3581
Tron Inc
TRON
$693M
| $1.86M | ﹤0.01% |
820,644
| – | – |
|
|
OTF
3582
Blue Owl Technology Finance Corp
OTF
$4.6B
| $1.86M | ﹤0.01% |
150,200
+60,258
| +67% | +$768K |
|
3583
Western Union
WU
$2.57B
| $1.86M | ﹤0.01% |
213,097
-29,952
| -12% | -$284K |
|
3584
PVH
PVH
$3.71B
| $1.86M | ﹤0.01% |
26,655
-17,588
| -40% | -$1.15M |
|
|
EFC
3585
Ellington Financial
EFC
$1.68B
| $1.86M | ﹤0.01% |
156,890
+73,744
| +89% | +$938K |
|
3586
Itaú Unibanco
ITUB
$91.3B
| $1.86M | ﹤0.01% |
221,842
-196,039
| -47% | -$1.64M |
|
3587
ClearShares OCIO ETF
OCIO
$165M
| $1.85M | ﹤0.01% |
54,422
+6,740
| +14% | +$237K |
|
|
SUNB
3588
Sunbelt Rentals Holdings
SUNB
$31B
| $1.85M | ﹤0.01% |
+28,466
| New | +$2M |
|
|
DFSI
3589
Dimensional International Sustainability Core 1 ETF
DFSI
$1.12B
| $1.85M | ﹤0.01% |
43,606
+4,549
| +12% | +$202K |
|
3590
Stellantis
STLA
$16.5B
| $1.85M | ﹤0.01% |
260,642
+61,302
| +31% | +$514K |
|
3591
Goodyear
GT
$2.07B
| $1.85M | ﹤0.01% |
278,724
+17,388
| +7% | +$147K |
|
3592
Deluxe
DLX
$1.19B
| $1.85M | ﹤0.01% |
67,085
+13,447
| +25% | +$352K |
|
3593
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$75.6M
| $1.85M | ﹤0.01% |
57,181
+982
| +2% | +$31.5K |
|
3594
Magnite
MGNI
$2.65B
| $1.85M | ﹤0.01% |
155,444
+38,994
| +33% | +$523K |
|
3595
AllianzIM U.S. Equity Buffer10 Mar ETF
MART
$30.3M
| $1.84M | ﹤0.01% |
48,043
+21,336
| +80% | +$832K |
|
3596
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$107M
| $1.84M | ﹤0.01% |
69,854
+4,302
| +7% | +$113K |
|
|
BLSH
3597
Bullish
BLSH
$3.63B
| $1.84M | ﹤0.01% |
51,412
+19,212
| +60% | +$674K |
|
3598
Angel Oak Mortgage-Backed Securities ETF
MBS
$147M
| $1.83M | ﹤0.01% |
211,619
+79,234
| +60% | +$696K |
|
3599
SiriusXM
SIRI
$10B
| $1.83M | ﹤0.01% |
79,368
-15,280
| -16% | -$328K |
|
|
CNR
3600
Core Natural Resources Inc
CNR
$4.19B
| $1.83M | ﹤0.01% |
17,476
-5,161
| -23% | -$491K |
|
Similar funds
LPL Financial's Q1 2026 Portfolio in Review
As of Q1 2026, LPL Financial held 6,207 positions worth $377B, up 2.8% from $366B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
LPL Financial deployed $17.6B of net new capital in Q1 2026, opening 341 new positions and adding to 3,302 existing holdings. Its largest new stake was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.6% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $1.26B trimmed.
- LPL Financial's largest Q1 2026 buy was BlackRock Large Cap Core ETF: 11,254,711 shares worth $462M.
- LPL Financial added most to Vanguard Russell 1000 Value ETF in Q1 2026, an estimated $1.42B increase.
- LPL Financial's biggest Q1 2026 reduction was Vanguard Total Stock Market ETF, cutting an estimated $1.26B.
- LPL Financial fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $25.3M.
- LPL Financial's ten largest holdings make up 14% of its $377B portfolio in Q1 2026.
- LPL Financial opened 341 new positions and closed 243 in Q1 2026.
- LPL Financial's portfolio value rose 2.8% quarter-over-quarter to $377B.
Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.