LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3526
Ceco Environmental
CECO
$4.1B
| $865K | ﹤0.01% |
30,663
+15,636
| +104% | +$440K |
|
3527
Cimpress
CMPR
$2.49B
| $865K | ﹤0.01% |
10,553
+608
| +6% | +$53.9K |
|
3528
Perella Weinberg Partners
PWP
$1.24B
| $864K | ﹤0.01% |
44,744
-10,905
| -20% | -$200K |
|
3529
Nuveen Municipal Credit Opportunities Fund
NMCO
$580M
| $863K | ﹤0.01% |
73,985
+40,393
| +120% | +$460K |
|
3530
Elbit Systems
ESLT
$39.8B
| $863K | ﹤0.01% |
4,312
+156
| +4% | +$29.9K |
|
3531
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF
LQDW
$307M
| $861K | ﹤0.01% |
30,328
+16,179
| +114% | +$458K |
|
3532
ICU Medical
ICUI
$4.3B
| $861K | ﹤0.01% |
4,723
+371
| +9% | +$54.9K |
|
3533
Trip.com Group
TCOM
$29.5B
| $860K | ﹤0.01% |
14,477
+2,355
| +19% | +$109K |
|
3534
La-Z-Boy
LZB
$1.67B
| $857K | ﹤0.01% |
19,974
+3,189
| +19% | +$131K |
|
|
JMIA
3535
Jumia Technologies
JMIA
$759M
| $857K | ﹤0.01% |
160,502
+50,623
| +46% | +$375K |
|
3536
Direxion Daily Financial Bull 3x ETF
FAS
$2.48B
| $855K | ﹤0.01% |
6,586
+1,506
| +30% | +$178K |
|
3537
Prudential
PUK
$36.7B
| $853K | ﹤0.01% |
46,016
+5,527
| +14% | +$96.5K |
|
|
EHI
3538
Western Asset Global High Income Fund
EHI
$176M
| $853K | ﹤0.01% |
122,869
-38,006
| -24% | -$268K |
|
3539
Teladoc Health
TDOC
$1.22B
| $852K | ﹤0.01% |
92,815
+3,319
| +4% | +$27.5K |
|
3540
Intapp
INTA
$2.53B
| $850K | ﹤0.01% |
17,781
+3,602
| +25% | +$145K |
|
3541
American Financial Group
AFG
$11.7B
| $850K | ﹤0.01% |
6,313
+746
| +13% | +$96.7K |
|
3542
iShares Global Equity Factor ETF
GLOF
$222M
| $848K | ﹤0.01% |
18,933
+2,543
| +16% | +$109K |
|
|
PFC
3543
DELISTED
Premier Financial Corp. Common Stock
PFC
| $848K | ﹤0.01% |
36,095
+20,402
| +130% | +$484K |
|
3544
Univest Financial
UVSP
$1.24B
| $847K | ﹤0.01% |
30,089
-311
| -1% | -$8.29K |
|
|
NLOP
3545
Net Lease Office Properties
NLOP
$177M
| $847K | ﹤0.01% |
27,647
-1,892
| -6% | -$54.5K |
|
3546
StoneCo
STNE
$2.73B
| $846K | ﹤0.01% |
75,144
+2,163
| +3% | +$27.6K |
|
3547
OppFi
OPFI
$838M
| $845K | ﹤0.01% |
178,550
+24,100
| +16% | +$100K |
|
3548
Huntsman Corp
HUN
$1.83B
| $842K | ﹤0.01% |
34,779
+6,038
| +21% | +$134K |
|
3549
Leuthold Core ETF
LCR
$68.4M
| $842K | ﹤0.01% |
23,755
+8,135
| +52% | +$280K |
|
3550
Valmont Industries
VMI
$9.72B
| $841K | ﹤0.01% |
2,901
+631
| +28% | +$177K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.